- CBRE (Albany, NY)
- …with accounting and tax regulations). + Assist with quarterly and annual reporting , including financial statement disclosures, 10-K/10-Q filings (for public ... and meeting materials. + Ensure compliance with federal, state, and international laws, including SEC rules and Section 16 reporting . + Partner with Legal to… more
- JPMorgan Chase (Pittsford, NY)
- Join JPMorgan Chase & Co., a global leader in financial services with assets of $2.6 trillion, and be part of a team that makes a real difference every day. As a ... including Access, Excel, Word, and PowerPoint, for effective data analysis and reporting . + Ability to work outside business hours and travel as needed,… more
- American Express (New York, NY)
- …applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC , etc.) + Experience designing and ... while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business partners and… more
- MUFG (New York, NY)
- …Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also… more
- MTA (New York, NY)
- …is responsible for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial ... Location: New York, NY, United States Regular/Temporary: Regular Department: Office of Financial Services Date Posted: Jun 20, 2025 Description JOB TITLE: Senior… more
- City National Bank (New York, NY)
- …MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners with financial advisors and their high-net-worth clients to build intelligently personalized ... improper order handling, concentration limit violations, and securities journaling. * Reporting : Develop and implement quarterly, monthly, and daily reporting .… more
- BMO Financial Group (New York, NY)
- …Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight. We are looking for someone to work ... mitigate them. Develop and maintain compliance information for analysis and reporting . Achieve compliance goals by maintaining current knowledge of regulatory… more
- TD Bank (Melville, NY)
- …and fundings. The PCS I will be expected to participate in basic financial planning discussions and client relationship reviews. This role will support other team ... on required platforms (Private Banking, Investments and Trusts) + Handles complex financial transactions where products and services are highly competitive + Is… more
- Mastercard (Harrison, NY)
- …compliance * Advise senior management with actionable recommendations on accounting and financial reporting matters * Complete special ad-hoc requests from ... * Provide ongoing support for moderate to complex accounting issues and review reporting deliverables for SEC compliance * Lead training and communication on… more
- Citigroup (New York, NY)
- …risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Expertise of Compliance… more