- Mizuho Corporate Bank (New York, NY)
- …meets regulatory expectations and industry best practice Assist with Metrics reporting and governance process (ie review and challenge, monitoring, maintenance of ... duties and responsibilities as assigned. Qualifications: 5-7 years in the financial services industry, ideally with particular emphasis on Volcker, Corporate… more
- Warner Music Group (New York, NY)
- …industry + Experience in a supervisory role + Bilingual + Knowledge of GAAP and SEC reporting requirements + S4 Experience **About us:** As the home to 10K ... Services. The Center consists of five departments: Analysis, Finance, Legal, Licensing, and Reporting . Employees of the Center provide services to all of WMG's US… more
- Unity Technologies (New York, NY)
- …in corporate, securities or capital markets experience. + Knowledge of public company financial reporting rules and regulations relevant to securities law. + ... markets transactions, executive compensation, stock administration, and public company reporting and compliance, including: + Lead Unity's public company compliance… more
- JPMorgan Chase (New York, NY)
- …and skills** + Bachelor's degree + 5+ years of professional experience in the financial services industry in areas such as Compliance, law, risk management or audit ... + Extensive knowledge of SRO and SEC rules and regulations relating to options compliance (eg...relating to options compliance (eg Consolidated Audit Trail, Transaction Reporting , Best Execution), Sales and Trading. + Ability to… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth...static data in order to improve efficiencies and Compliance reporting . + Ensuring compliance with the company's regulatory requirements… more
- Mastercard (Harrison, NY)
- …support with moderate to complex accounting issues and assists in the review of reporting deliverables to assure compliance with SEC requirements - Assists with ... to determine both US and International GAAP treatment - Assist in the financial decision making process by providing alternate accounting structures to the business… more
- TD Bank (New York, NY)
- …accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep ... expertise in financial markets, data governance, trade surveillance systems, and regulatory...regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- Raymond James Financial, Inc. (New York, NY)
- …compliance reviews. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities ... all exam findings to branch management, exam managers and compliance leadership + Provides reporting of exam findings and complete any related follow up in a timely… more
- Corning Incorporated (Corning, NY)
- …GAAP is a plus. + Financial background with experience in financial analysis and reporting . + Demonstrated experience in communications and cross-functional ... + Respond to inquiries on company performance, financials, and SEC filings with accuracy. + Manage CRM systems to...compensation and benefits package supports your health and wellness, financial , and career from day one + As part… more
- Raymond James Financial, Inc. (New York, NY)
- …banking compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ), Financial Industry Regulatory Authority (FINRA), state securities and ... and procedures to ensure adherence to regulatory requirements. + Performs periodic reporting on compliance and operational issues, as required. + Identifies and… more