- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...working with Front Office on bookings, allocations, and Regulatory reporting + Send trade-recap to customer clients and request… more
- Mizuho Corporate Bank (New York, NY)
- …compliance, legal and regulatory framework and rulemaking process applicable to US Financial Institutions with a focus on rule implementation and horizon scanning. ... regulatory frameworks and industry standards. *Strong knowledge of large financial institutions, businesses, products, and functions including banking and… more
- Motion Recruitment Partners (New York, NY)
- …global banks and trusted brand with over 200 years of continuously evolving financial services worldwide. You will work alongside some of the smartest minds in ... trading platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics… more
- Citigroup (New York, NY)
- …of and comfort with providing Compliance guidance in relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M. + Providing compliance coverage and ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Highly motivated, strong… more
- Evolent (Albany, NY)
- …provider engagement and practice transformation efforts in the **Northeast** . Reporting to the National Provider Engagement Sr. Director, you will be ... to align priorities and deliver high-quality provider network engagement, performance reporting , and present to health plans clients + Maintain detailed records… more
- Evolent (Albany, NY)
- …advanced/statistical analysis, and data manipulation + Knowledge of health insurance financial business cycle, healthcare quality reporting , and benchmarking + ... new products and strategy innovations into existing analytical models and reporting frameworks + Developing analytical models and synthesizing complex analyses into… more
- BMO Financial Group (New York, NY)
- …requirements + Develops and maintains compliance information for analysis and reporting . + Achieves compliance goals by maintaining current knowledge of regulatory ... preferred + Experience with a regulatory agency strongly preferred, including FINRA, SEC , NYSE + Knowledge of FICC, equities, prime brokerage, and investment banking… more
- Capital One (New York, NY)
- …risk, and execute on trades and transactions in a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank and sitting on the ... of regulatory requirements relevant to the bank's Broker Dealer ( SEC / FINRA) and Swap Dealer (CFTC / NFA)...Designations including Series 7 / 63 License or Chartered Financial Analyst (CFA) certification **Basic Qualifications:** + At least… more
- TD Bank (New York, NY)
- …assembles and prepares data and special reports, providing analysis and summaries (eg SEC research, merger & acquisition or Proxy activity) + Conducts projects as ... enterprise + Demonstrated PC skills, including proficiency with spreadsheets, reporting tools and presentation software **Preferred qualifications:** - Proficient in… more
- Ankura (NY)
- …degree in Accounting, with strong technical and research skills, and expertise in financial reporting , disclosure and ICFR awareness + Minimum 20+ years of ... Ankura Senior Managing Directors and clients with communications with the PCAOB, SEC , or other regulators on auditing, accounting, and independence matters. + You… more