- JPMorgan Chase (Jersey City, NJ)
- …(JPMS LLC) is a licensed broker-dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities Dealer, Futures Commission ... shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with senior...+ Develop, maintain, and produce LE metrics and manage reporting on Operational & Compliance risk. + Organize meetings… more
- NBC Universal (Englewood Cliffs, NJ)
- …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... (3 Managers, 3 Senior Analysts) to ensure timely, accurate, and compliant financial reporting + Review consolidated balance sheet and P&L results for Corporate + Own… more
- NBC Universal (Englewood Cliffs, NJ)
- …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... prior to posting + Partner with each Corporate Accounting Manager to ensure their BPO support is properly aligned,...CPA preferred. + 4+ years of experience in financial reporting , accounting, or audit, or an equivalent combination of… more
- NBC Universal (Englewood Cliffs, NJ)
- …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... standards + Contribute to close calendar tracking, status updates, and recurring reporting packages + Manage and develop one Senior Analyst, providing regular… more
- TD Bank (Mount Laurel, NJ)
- …+ **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws.** + **Help mitigate ... including on-site exam coordination, document production and maintenance and reporting of related management information.** + **Understand and manage licensing… more
- GovCIO (Trenton, NJ)
- …of the consolidated financial statements and all filings for submission to the SEC . + Analyzes revenue and expenditure variances relative to the adopted budget and ... financial statements, and quarterly and annual financial data in support of the SEC filings, as well as preparation of internal management analyses. + Coordinates… more
- TD Bank (Mount Laurel, NJ)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... Analyst** **will review marketing communication, provide input for periodic management reporting , and oversee action plan development and remediation processes for… more
- Guardian Life (Trenton, NJ)
- …environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as ... Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a...restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst, you will report… more