• Compliance Officer Senior-Commercial

    City National Bank (New York, NY)
    …projects. * Assist with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on interpretation and application of ... all Bank Compliance policies and procedures as well as all regulatory requirements (eg SEC Rule 204, SEC Rule 206, Regulation Best Interest, Code of Conduct,… more
    City National Bank (09/13/25)
    - Related Jobs

  • Director, Media Relations

    NBC Universal (New York, NY)
    …execution of communications strategies to enhance VERSANT's visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage ... and results in the marketplace. + Ensure all financial communications adhere to SEC rules, Regulation FD, and industry best practices. + Support investor days,… more
    NBC Universal (09/27/25)
    - Related Jobs

  • Sr. Mobility Platform Engineer

    Insight Global (New York, NY)
    …Application Management (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into Microsoft's O365 ... (EMM) Expertise- Deep experience with Microsoft Intune, MobileIron, Microsoft Endpoint Manager , and mobile device compliance policies. - Security and Compliance… more
    Insight Global (09/26/25)
    - Related Jobs

  • Analyst, Executive Compensation

    NBC Universal (New York, NY)
    …+ Governance & Compliance + Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting , and internal governance policies. + ... MarketPay, Equity Edge) is a plus. + Familiarity with SEC regulations, proxy disclosures, and executive pay governance. +...three days per week. Subject to change based on Manager discussion or business need. As part of our… more
    NBC Universal (09/13/25)
    - Related Jobs

  • Asset Assessment Team Lead

    GovCIO (Albany, NY)
    …of the consolidated financial statements and all filings for submission to the SEC . + Analyzes revenue and expenditure variances relative to the adopted budget and ... financial statements, and quarterly and annual financial data in support of the SEC filings, as well as preparation of internal management analyses. + Coordinates… more
    GovCIO (09/07/25)
    - Related Jobs

  • Controller - Specialty Finance

    Neuberger Berman (New York, NY)
    …Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... funding requirements + Generating reports including borrowing base certificates, covenant reporting , etc. + Managing all communication with lenders + Oversight and… more
    Neuberger Berman (08/08/25)
    - Related Jobs

  • Corporate Controller

    Echelon Supply & Service (Liverpool, NY)
    …Controller Candidate is responsible for overseeing the General Accounting and Financial Reporting functions and the financial services area including Credit, A/R and ... company assets are adequately safeguarded and that all financial reporting is prepared in compliance with all financial policies,... is prepared in compliance with all financial policies, SEC requirements and US GAAP. Duties and Responsibilities |… more
    Echelon Supply & Service (09/10/25)
    - Related Jobs

  • Assistant Controller - Secondaries

    Neuberger Berman (New York, NY)
    …The Assistant Controller is responsible for overseeing all aspects of fund reporting operations for multiple private equity funds across the Neuberger Berman ... as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial … more
    Neuberger Berman (08/09/25)
    - Related Jobs

  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... Analyst** **will review marketing communication, provide input for periodic management reporting , and oversee action plan development and remediation processes for… more
    TD Bank (09/21/25)
    - Related Jobs

  • Systems Engineer I

    University of Rochester (Rochester, NY)
    …a large part in day-to-day activities as well as annual department wide reviews/ reporting on hardware end of life cycle replacement budgeting. There will also be ... 4 Weeks). + Acts as our Lead Website Content Manager , including working with Web Services, providing direct website...There will be direct responsibility for asset management, documentation, reporting and hardware end of life rotation based on… more
    University of Rochester (09/26/25)
    - Related Jobs