- Raymond James Financial, Inc. (New York, NY)
- …necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and other operations/ middle office ... to improve operational efficiencies of compliance systems. + **Monitoring & Reporting :** Oversee exception reports, review corrective actions, and prepare compliance… more
- Tradeweb (New York, NY)
- …Responsibilities** + Oversight of consolidated budgeting, 3year plan and financial reporting + Financial modeling and analysis related to current businesses and ... adhoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of… more
- NBC Universal (New York, NY)
- …execution of communications strategies to enhance VERSANT's visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage ... and results in the marketplace. + Ensure all financial communications adhere to SEC rules, Regulation FD, and industry best practices. + Support investor days,… more
- Mastercard (Harrison, NY)
- …team within Corporate Treasury. This position will be based in Purchase, NY. Reporting to the Manager , Cash Investments, this Senior Analyst role will ... Role Key responsibilities of this role include: Support the Manager of the global corporate investments function for Mastercard...and budget process for interest income and expenses Support SEC disclosure preparation such as 10Q and 10K footnotes… more
- Neuberger Berman (New York, NY)
- …Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... funding requirements + Generating reports including borrowing base certificates, covenant reporting , etc. + Managing all communication with lenders + Oversight and… more
- M&T Bank (Buffalo, NY)
- …or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting and ... application of technical accounting rules related to financial services industry. FASB/ SEC /Regulatory accounting/ reporting M&T Bank is committed to fair,… more
- Monro Muffler/Brake (Fairport, NY)
- …Staff Accountant will work through the Director of Technical Accounting and External Reporting and works closely with the senior leadership and Investor Relations as ... including the annual Form 10-K, 401K and pension plan reporting , and quarterly Form 10-Q reporting . +...Public Accountant (CPA) highly desired. + Experience in preparing SEC filings preferred. + Motivated professional with strong analytical… more
- SMBC (New York, NY)
- …regulatory engagements, support function coordination, governance and reporting . Regulatory Engagements: The Regulatory Governance Team supports ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management … more
- TD Bank (New York, NY)
- …+ Support the MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency Exchanges, Supers, and New ... of heavy interaction with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and repo transaction + The… more
- BMO Financial Group (New York, NY)
- …Compliance ("FICC") team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight. We are looking for someone to work ... mitigate them. Develop and maintain compliance information for analysis and reporting . Achieve compliance goals by maintaining current knowledge of regulatory… more