- Robert Half Finance & Accounting (Pittsford, NY)
- …with the Director of Operational Finance, Director of FP& A, Accounting Manager , and tax team to align on reporting requirements and best practices + ... engaged by a local company to find their next Director of Financial Reporting . The Director...+ Excellent analytical, problem-solving, and communication skills Requirements Financial Reporting , SEC Reporting , EPS, Annual… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The ... investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the...the ability to assess firm impact. Specifically, FED, FINRA, SEC , CFTC, NYSE, and OCC including Securities Act, Reg… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global ... Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies.… more
- SMBC (White Plains, NY)
- …Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and enablement ... of enterprise AI capabilities across the organization + Provide executive-level reporting and updates to senior leadership, including program progress, risks, and… more
- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed Income and ... structured transactions. The Global Fixed Income and Commodities Structured Middle Office manager will oversee global teams managing these this function focused on… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations, including cross-border… more
- TD Bank (New York, NY)
- …effectively and is also fit for purpose. The role reports to the Director , Global Markets Supervision (Electronic Trading), and will provide primary coverage over US ... Management TDS is responsible to provide the leadership team with information, reporting and support to ensure Trading operational risks are appropriately managed… more
- Mastercard (Harrison, NY)
- …potential._ **Title and Summary** Manager , Technical Accounting Overview: The Manager , Technical Accounting reports to Director , Technical Accounting and is ... complex accounting issues and assists in the review of reporting deliverables to assure compliance with SEC ...of reporting deliverables to assure compliance with SEC requirements - Assists with training and communication of… more
- KeyBank (NY)
- …with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting , project tracking, and administrative matters. Perform ... processes as directed by the AML Enterprise Team Compliance Manager and the Team Director . **ESSENTIAL JOB...AML Program + Knowledge of FFIEC Examination Manual and/or SEC AML related guidance and regulations + 5 years… more
- TD Bank (New York, NY)
- …Front Office Technology on surveillance data quality issues. Support the Data Quality Director in reporting on data quality issues. The Senior Compliance Office ... Data Governance & Quality Strategy: Assist the Data Quality Director in the development and implementation of a robust...regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more