- Guardian Life (Tallahassee, FL)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance… more
- Norstella (Tallahassee, FL)
- Senior Analyst II, Domain (Clinical & Commercial Development) Company: Norstella Location: Remote, United States Date Posted: Dec 16, 2025 Employment Type: Full Time ... + Experience in using research tools and databases (eg, ClinicalTrials.gov, EMA, FDA, SEC filings) + High proficiency in MS Office Suite (Excel, Word, PowerPoint);… more
- Citigroup (Tampa, FL)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reviews. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities regulatory ... agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory… more
- Citigroup (Tampa, FL)
- …Tampa location** **and will require a minimum of 2 days in-office.** The Sec & Derivatives Sr Analyst is an intermediate level position responsible for ensuring ... Futures transactions are cleared/processed accurately and on time in coordination with the FDC Trade Management Team. The overall objective is to apply in-depth knowledge of Futures clearing to process improvement, guidance and coordination of team tasks, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; ... Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Deep… more
- Mass Markets (FL)
- …with Federal Departments and Agencies, such as Treasury (IRS, BFS), FDIC, SEC , Education (FSA), Commerce (Census), Energy, Justice, State, Transportation, and Labor. ... + Proven leadership and management skills with the ability to lead teams and work collaboratively across departments. + Superior organizational and time-management skills with the ability to prioritize and multitask effectively. + Strong written and verbal… more
- NextEra Energy (West Palm Beach, FL)
- …the performance of independent research and analytical activities as specified by senior management. The ideal candidate will have strong familiarity with GAAP and ... SEC regulations, a willingness to learn regulatory accounting requirements,...of accounting areas/issues to concisely and clearly articulate to senior management + Identifying and recommending changes to processes… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Compiles operational information for internal and external auditors (eg FINRA, SEC ) with limited oversight + Plans and executes remediation efforts for any ... issues with minimal guidance/support from Supervisor/Manager; assists the Manager or Senior Analyst in formalizing milestones needed in order to implement corrective… more
- Sprinklr (FL)
- …and supporting strategic growth initiatives. This individual will partner closely with senior leadership across the company to ensure revenue operations are aligned ... M&A due diligence. + Ensure timely and accurate revenue reporting for SEC filings and internal management reporting. + Support international operations and statutory… more