- Robert Half Accountemps (Buffalo, NY)
- Description Purpose: The Senior Accounting Specialist is responsible for maintaining the financial integrity of the Company's General Ledger systems and structure to ... completed timely and accurately. + Prepare quarterly regulatory and SEC reporting schedules as support for the bank's Call...for the bank's Call Reports and the Company's external SEC disclosures within required deadlines. A key part of… more
- HUB International (New York, NY)
- …to our industry leading success in mergers and acquisitions. **POSITION SUMMARY:** The ** Senior Vice President, Investor Relations** is a key member of the Finance ... compliance with all regulatory requirements related to financial disclosures, including SEC filings, earnings releases, and investor communications. + Work closely… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for product management in the FX and Treasury Operations teams. **_Responsibilities:_** ... + Identify project resources, monitor work and budget, and mitigate risks + Develop and implement business initiatives, client solutions, and/or projects, particularly business mandatory, regulatory, and business discretionary workstreams where deadlines are… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... reputation of Compliance's good governance depends on us. The Senior Compliance Office provides advice, guidance and support to...regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- MTA (New York, NY)
- Senior Director - Debt Financing Job ID: 12102 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office of ... Financial Services Date Posted: Jun 20, 2025 Description JOB TITLE: Senior Director, Debt Financing DEPT/DIV: Finance WORK LOCATION: 2 Broadway New York, NY 10004… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...with the ability to assess firm impact. Specifically, FINRA, SEC , CFTC, NYSE, FED and OCC. + Excellent oral… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... providing Compliance guidance in relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M. +...messaging + Ability to interact and communicate effectively with senior leaders + Significant knowledge and expertise of Compliance… more
- Citigroup (Getzville, NY)
- This position is part of Citi's SEC Filings Team which is composed of accounting professionals/CPAs based in New York City, Buffalo, Delaware and Tampa and reports ... (through the broader Group manager) to the Controller of Citigroup. The SEC Group is responsible for Citigroup's Quarterly Earnings Releases, 10-Qs, Annual… more
- Deloitte (New York, NY)
- Senior Manager - FSI Risk, Regulatory & Forensic Our...the CFPB, the OCC, the CFTC, FINRA, and the SEC The wage range for this role takes into account ... seeking out new skills and perspectives and exhibiting openness to coaching from senior colleagues and reviewing the work of and contributing to the development of… more
- Capgemini (New York, NY)
- **Job Title:** Senior Service Management Consultant - ServiceNow Business Analyst / ATF Test Lead **Location:** Remote, US **Travel:** 25% **Job description:** ... functionality of at least 2 of the modules (ITSM or HRSD ITOM or ITAM, Sec Ops - etc) and the difference between configuration and customization * Developed test… more