- Wellington (New York, NY)
- …resolve client inquiries timely, thoroughly, and accurately + Stay abreast of SEC and regulatory fair value requirements **QUALIFICATIONS** + 4-7 years of applicable ... industry experience including company valuation and credit analysis + Superior understanding of financial statement analysis and valuation methods + Advanced knowledge of fixed income instruments, experience within the private credit and commercial real estate… more
- Mastercard (Harrison, NY)
- …and Summary** Manager, Accounting Overview The role of Manager within the SEC Reporting Group requires the individual to perform procedures critical to ensuring ... flows * Support the preparation and filing of periodic SEC reports (10-K, 10-Q, 8-K, etc.), ensuring timely and...regulations * Preparation and review of financial reports for senior management and board presentations * Work closely with… more
- JPMorgan Chase (Brooklyn, NY)
- …deadlines for external reporting. Moreover, this role provides high visibility to senior stakeholders in the Commercial & Investment Bank and Corporate functions, ... and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in the thorough assessment of issues and… more
- Citigroup (Queens, NY)
- …closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis and Capital ... certain 10-Q/10-K disclosures, preparation/review of Board of Directors and Senior Management Presentations, maintenance of the global Accounting Policy Manual,… more
- Capital One (New York, NY)
- …around the monitoring of trading activity, and ensure ongoing compliance with SEC , FINRA, CFTC, and NFA regulatory requirements. The ideal candidate will bring ... managerial review processes and prepare surveillance metrics and reporting for senior management. **Data Integrity, Reconciliation & Testing** + Oversee periodic… more
- Scotiabank (New York, NY)
- …involving the US operations. **_Accountabilities_** 1. As a member of the US Senior Executive Team, contributes to setting the strategic direction for the Bank's US ... directly, or oversee the indirect provision of legal services to senior management, Human Resources, supervisory officers, line management and their respective… more
- AON (New York, NY)
- …balance multiple client engagements, establish relationships with Compensation Committees and senior business leaders to generate revenue, and lead client teams in ... familiarity with corporate governance policies and trends, especially those related to SEC disclosure, ISS and Glass Lewis policies, and other technical areas… more
- Raymond James Financial, Inc. (New York, NY)
- …**Knowledge, Skills, and Abilities** **Knowledge of** + Federal Reserve, OCC, FINRA, SEC , and other relevant regulatory guidance + Experienced in the implementation ... a way that is widely consumable and understood by non-technologists and senior leaders + Operating standard office equipment and using required software applications… more
- Sprinklr (NY)
- …and supporting strategic growth initiatives. This individual will partner closely with senior leadership across the company to ensure revenue operations are aligned ... M&A due diligence. + Ensure timely and accurate revenue reporting for SEC filings and internal management reporting. + Support international operations and statutory… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Compiles operational information for internal and external auditors (eg FINRA, SEC ) with limited oversight + Plans and executes remediation efforts for any ... issues with minimal guidance/support from Supervisor/Manager; assists the Manager or Senior Analyst in formalizing milestones needed in order to implement corrective… more