- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed Income ... concise written and verbal communication + Demonstrated success dealing with senior and executive management + Consistently demonstrated clear and concise written… more
- TD Bank (New York, NY)
- …to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover ... controls to address regulatory and best practice requirements (eg SEC Rule 15c3-5, NI 23-103, MiFID RTS6). + Present...be able to foster and maintain key relationships with senior Business Leaders or stakeholders. + Proactive and quick… more
- NBC Universal (New York, NY)
- …director matters for Versant. The role provides the unique opportunity to work with senior leaders of Versant legal and leadership teams, as well as Versant's Board ... responsible for providing support for all board matters, legal entity management, SEC filings and shareholder meetings. Essential Responsibilities: + Work as a… more
- JPMorgan Chase (Brooklyn, NY)
- …deadlines for external reporting. Moreover, this role provides high visibility to senior stakeholders in the Commercial & Investment Bank and Corporate functions, ... and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in the thorough assessment of issues and… more
- Synchrony (New York, NY)
- …and are subject matter experts. The role will have regular interaction with the Senior Vice President of Accounting Policy, the Chief Accounting Officer and other ... senior leaders of Synchrony Financial within Finance, FP&A, Risk,...issues. + Assist in review of quarterly and annual SEC and regulatory filings, including management review meetings and… more
- Broadridge Financial Solutions (New York, NY)
- …other pivotal market transactions, ensuring timely, accurate, and compliant delivery of SEC filings and other critical communications. We are looking for a ... corporate issuers, and other capital markets clients, under the supervision of senior staff. + Assist with and enter client requests for document composition,… more
- Warner Music Group (New York, NY)
- …various financial reporting deliverables and analyses. This position reports to the Senior Manager of External Reporting. **Here you'll get to:** + Assist in ... 10-K, 10-Q, etc.) in line with US GAAP and SEC reporting requirements + Assist in ensuring compliance with...Prepare ad hoc reports, special projects, and analyses for senior management, as requested **About you:** + Bachelor's degree… more
- Citigroup (Getzville, NY)
- **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the Operations ... best practices. + Managing and overseeing Business-As-Usual (BAU) processes for CFTC, SEC , and CAD Regulatory Reporting, with a strong emphasis on data quality… more
- Citigroup (New York, NY)
- …ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate with internal ... issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + ** SEC Regulations:** Comprehensive understanding of SEC rules (eg, Securities Act of… more
- Warner Music Group (New York, NY)
- …external financial statements (10-K, 10-Q, etc.) in accordance with US GAAP and SEC reporting requirements. + Ensure compliancewith all applicable SEC and other ... wit the preparation of ad hoc reports, special projects, and analyses for senior management, as requested **R** **ockstar Candidates will have** **:** + Bachelor's… more