- CUNY (New York, NY)
- …INFORMATION** ABOUT JOHN JAY COLLEGE John Jay College of Criminal Justice is a senior college of the City University of New York (CUNY) and an internationally ... legal requirements for collaboration as defined in Education Law Sec .6902. If the college elects to use an existing...LEGAL REQUIREMENTS FOR SUPERVISION AS DEFINED IN EDUCATION LAW SEC . 6902. IN THE EVENT THAT THE PHYSICIAN IS… more
- M&T Bank (Buffalo, NY)
- …prepare/analyze financial, tax and/or regulatory information to provide to senior management, regulators, internal/external audit and other interested parties; ... and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well… more
- JPMorgan Chase (New York, NY)
- …risks or control gaps in fund operations. + Maintain working knowledge of SEC rules applicable to closed-end funds, tender offers, and affiliated transactions. + ... roles within asset management or financial services. + Expertise in SEC regulations applicable to registered investment companies, particularly closed-end interval… more
- Insight Global (New York, NY)
- Job Description The Senior Mobility Platform Engineer provides overall direction, technical leadership, and expertise supporting the companys cloud and on-premises ... (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into...in a highly compliant environment with standards such as SEC , FINRA, SOX and GLBA - Scripting and Automation-… more
- OTC Markets Group Inc (New York, NY)
- …engagement. The career path for this position includes advancement into senior event operations, client relationship management, or business development roles, with ... Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a...ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC. Applicants have rights under… more
- Colgate-Palmolive (New York, NY)
- …and drive impactful solutions. We are seeking an experienced and driven Manager/ Senior Manager to join our Financial Reporting and Technical Accounting team. This ... are accurate, timely, and compliant with US GAAP and SEC regulations. You will lead complex accounting projects, drive...accounting firm, with a strong understanding of US GAAP, SEC regulations, and financial reporting processes + Strong technical… more
- TD Bank (New York, NY)
- …of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Leading initiatives and managing ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- Kyndryl (New York, NY)
- …the overall client engagement and delivering high quality client work alongside senior client stakeholders. Working in a transaction environment which may be pre ... the 'go to' person and a trusted advisor by senior executives + Leading C-level client interactions and consulting...more) + Insights into regulatory frameworks (eg, Basel III, SEC , FINRA, etc.) to help clients navigate compliance challenges… more
- SMBC (White Plains, NY)
- …part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and ... drive accountability and performance across the program team + Serve as a senior liaison between business, technology, compliance, and risk teams to ensure alignment… more
- Amentum (Albany, NY)
- …objectives. The Director acts as a key advisor to business units and senior leadership on risk-related matters and ensures compliance with regulatory and contractual ... appropriate protections. + Ensure alignment with public company requirements ( SEC , SOX) and internal controls related to risk and...risk-related initiatives. + Serve as a deputy to the Senior Director and provide mentorship to the risk management… more