- Oracle (Albany, NY)
- …development organization to drive product improvements and innovations. This is a senior technical Cloud Delivery role, so the Cloud technical experience in Security ... + Familiarity with web services security concepts such as SAML, WS-Security, XML- Sec . + Understanding of current regulatory environment and related implications to… more
- GE Aerospace (Schenectady, NY)
- …Summary** A member of the GE Aerospace Customs & Transportation team, the Senior Customs Monitoring Analyst is responsible for risk mitigation and process excellence ... **Desired Characteristics** + Knowledge and understanding of dynamic US Customs regulations ( Sec 232, Foreign Trade Zones, IEEPA, Duty Drawback) and global customs… more
- Publicis Groupe (New York, NY)
- …back office). + Proven expertise in settlement processes, regulatory reporting (eg, SEC , CFTC, MiFID, EMIR), and compliance requirements. + Hands-on experience with ... modernization initiatives. + Communicate effectively with C-Suite executives and senior stakeholders, presenting complex topics in a clear, business-focused manner.… more
- Bloomberg (New York, NY)
- …and analytics. + Interpret and communicate evolving regulatory requirements (eg, IOSCO, ESMA, SEC , FCA, CFTC, MiFID II, etc.) and assess their impact on data ... drafting skills (policies, procedures, and reports) and confident communicator with senior stakeholders. + Ability to prioritize multiple projects in a fast-paced… more
- TD Bank (New York, NY)
- …laws, rules and regulations with the ability to assess firm impact. Specifically, FINRA, SEC , Exchange Level SROs including NYSE, NASDAQ & CBOE. + Excellent oral and ... + Ability to project confidence and professionalism in dealings with senior business personnel. + Strong knowledge of technology infrastructure and global… more
- Tradeweb (New York, NY)
- …in electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As the senior member of the FP&A team, you should expect ... adhoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of… more
- GE Vernova (New York, NY)
- …such as SIE, Series 7 and Series 24. + Experience advising senior management, crafting creative solutions and evaluating multiple business objectives against ... for investment advisers registered with the Securities & Exchange Commission ( SEC ). + Demonstrated understanding of the UK Financial Conduct Authority (FCA)… more
- GovCIO (Albany, NY)
- …in Radford, VA and will be a remote position. **Responsibilities** Senior Application Project management experience utilizing agile development best practices. Under ... and Experience + Clearance Required: Secret + 3+ years' experience with Dev/ Sec /Ops development strategies. + 3+ years' experience with Agile development processes… more