- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... process. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, MSRB, and other regulatory rules and regulations. + Adhere to… more
- Raymond James Financial, Inc. (New York, NY)
- …remediation efforts for any identified issues with minimal guidance/support from Supervisor /Manager; assists the Manager or Senior Analyst in formalizing ... plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and execution of...+ Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange trading rules, regulations and laws **Skill… more
- CBRE (Albany, NY)
- …knowledge of monthly results. Directs staff in preparation of results presentation to senior finance management. Assists in presentation of results to senior ... and business leaders. Manages special projects and prepares presentations for senior management. Facilitates review and approval of capex projects in accordance… more
- Marex (New York, NY)
- …Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting key risk areas and recommended actions. + ... and effectiveness of controls and provide timely and in-depth analysis to Senior Management. This includes challenging management actions to remediate control gaps… more
- Marex (New York, NY)
- …in order to meet CEO reporting requirements and will also work closely with senior leaders and stakeholders across the business to help drive informed decisions on ... Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. +...any breaches of policy to Compliance and/ or your supervisor as required + To escalate risk events immediately… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- Regeneron's Formulation Development Group is seeking a Senior Associate Scientist as we work to support all stages of pre-clinical, clinical, commercial formulation, ... a clear and insightful way + Communicate critical data in timely manner to supervisor and team + Strong ability to prioritize and manage multiple tasks effectively.… more