- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, Various Securities Exchanges, and other applicable regulatory organizations. +… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... process. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, MSRB, and other regulatory rules and regulations. + Adhere to… more
- Evolent (Albany, NY)
- …Stay for the culture. **What You'll Be Doing:** Evolent is looking for a Supervisor , Provider Services to play a pivotal role in leading our contact center team, ... and a passion for improving healthcare outcomes. **Collaboration Opportunities:** + Supervisor 's work directly with our Provider Service Associate team to assist… more
- Marex (New York, NY)
- …in order to meet CEO reporting requirements and will also work closely with senior leaders and stakeholders across the business to help drive informed decisions on ... Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. +...any breaches of policy to Compliance and/ or your supervisor as required + To escalate risk events immediately… more