- WM (Albany, NY)
- …Green Team (FGT) program is designed to provide accounting and finance support across all WM Finance/Accounting teams/functions including the Areas and Corporate ... location, however there may be times where travel is required to support work activities and projects. Successful candidates should demonstrate strong business and… more
- TD Bank (New York, NY)
- …rules and regulations with the ability to assess firm impact. Specifically, FED, FINRA, SEC , CFTC, NYSE, and OCC including Securities Act, Reg M, SPAC Rules, Trade ... + Excellent oral and written communication skills. + Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and… more
- Bank of America (New York, NY)
- …management and business development activities. Key responsibilities include providing operational support and quality client service through offering a full range ... requirements governed by the US Securities and Exchange Commission (" SEC ")** **Active Series 7 and 66 (or combination of...held by the Financial Advisor(s) and Advisor Team(s) they support ** **Must maintain at least one firm approved designation**… more
- Edward Jones (Patchogue, NY)
- …goals, enabling you to make a difference in your community. **We'll give you the support you need. Our team will be there every step of the way, providing:** + ... firm-provided branch office in the community + Branch office support to help lighten the load so you can...offered by the firm and regulatory authorities (FINRA and SEC ), as well as required CE training to ensure… more
- Motion Recruitment Partners (New York, NY)
- …trading platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics ... You Will Be Doing** * Use hands-on experience with trading systems to support the operations, compliance, and governance of the company's Alternative Trading System… more
- Capital One (New York, NY)
- …with working knowledge of regulatory requirements relevant to the bank's Broker Dealer ( SEC / FINRA) and Swap Dealer (CFTC / NFA) activities. + Thought leader ... constraints and deliver transformational value. + Strong quantitative background to support data-informed decision making. + Designations including Series 7 / 63… more
- Mastercard (Harrison, NY)
- …we're helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, ... new and complex investments, VIE analysis and mark-to-market adjustments - Support quarterly intangible impairment assessment process and partner with business to… more
- HCR Home Care (Rochester, NY)
- …knowledge of the regulatory guidelines governing home health agencies and provides daily support to field clinicians enabling them to provide quality care in the ... notify MD. + Ensure clinical documentation is present to support the patient's need for ongoing services. + Review...information regarding all telephone calls into the coordination notes sec tion of HCHB. + N otify staff ,… more
- IBM (Armonk, NY)
- …as well as in a myriad of specialized corporate functions that support IBM's external financial reporting processes. IBM's Accounting Policy and Financial Reporting ... provides guidance and accounting support on applying United States Generally Accepted Accounting Principles...the preparation of IBM's main Security and Exchange Commission ( SEC ) financial statements filings. **Your role and responsibilities** As… more
- Evolent (Albany, NY)
- …major EMR platforms + Create technical specifications and system architecture that support clinical evidence alignment and quality improvement initiatives + Lead API ... between provider organizations and health plans + Design systems that support population health management and care coordination across multiple specialties +… more