- Insight Global (New York, NY)
- …Application Management (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into Microsofts O365 ... standards and practices of the underlying technologies. Hands-on maintenance and support of production services and remediation and methodical troubleshooting of… more
- Compass Group, North America (Rochester, NY)
- …effective interactions with clients, culinarians, operators and interconnected field support teams. Foundational to our collective success, our new Executional ... with members of the operations, field marketing, nutrition, finance, support and resource teams to ensure a regular cadence...of communication and elevated levels of execution. + Each SEC leads the culinary strategy development and deployment for… more
- Snap Inc. (New York, NY)
- …edge legal issues globally. You will assist in public reporting requirements, SEC filings, corporate governance, and entity management. What you'll do: + Maintain ... and develop and continuously improve templates and processes + Provide support on acquisitions and investments, including diligence review, integration, closing… more
- Raymond James Financial, Inc. (New York, NY)
- …mitigate regulatory risks associated with Capital Markets activities, ensuring adherence to SEC , FINRA, FRB Bank Holding Company, and state securities regulations. + ... Engage with senior business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities… more
- TD Bank (New York, NY)
- …+ Ensure the surveillance department aligns with global regulatory requirements (eg, SEC , FINRA, CFTC, NFA, FCA, MAS, etc.) and industry standards for GSIBs ... broker/dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC , FINRA, CFTC, NFA, or Exchange Market Surveillance department) is highly… more
- Grant Thornton (New York, NY)
- …matters and improve business processes - all with the resources, environment, and support to help you excel. You'll build relationships with clients and your project ... - for financial sponsors and corporate clients + Supporting SEC regulatory filings for carve-outs and facilitating the preparation...No matter when or where, you will have the support you need to thrive + Representing Grant Thornton… more
- AON (New York, NY)
- …familiarity with corporate governance policies and trends, especially those related to SEC disclosure, ISS and Glass Lewis policies, and other technical areas ... by the applicable plan documents and policies. How we support our colleagues In addition to our comprehensive benefits...corporate governance policies and trends, especially those related to SEC disclosure, ISS and Glass Lewis policies, and other… more
- M&T Bank (Buffalo, NY)
- …the quality of data being reported. **Primary Responsibilities:** + Provides cross training/ support to new team members. + Assist with problem resolution and data ... and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well… more
- Mastercard (Harrison, NY)
- …we're helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, ... used by executive management to present quarterly earnings results. * Review SEC reporting footnotes and disclosures involving activities of Corporate Treasury to… more
- M&T Bank (Buffalo, NY)
- …the quality of data being reported. **Primary Responsibilities:** + Provides cross training/ support to new team members. + May independently assist with problem ... and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well… more