- KeyBank (NY)
- …and functional structure of the Key organization + Knowledge of Key's internal systems and AML Program + Knowledge of FFIEC Examination Manual and/or SEC ... AML related guidance and regulations + 5 years AML/OFAC related experience, or comparable experience **COMPETENCIES/SKILLS** + Organized + Effective written and oral communication. + Comprehends compliance laws and regulations. + Uses sound judgment. +… more
- Citigroup (New York, NY)
- …of and comfort with providing Compliance guidance in relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M. + Providing compliance coverage and ... ICRM initiatives as required, such as the implementation of new Compliance systems , controls, and related project management work efforts; + Assisting in the… more
- Citigroup (Queens, NY)
- …of both external and internal changes (ie, GSIB NPR, new reporting systems , etc.). **Responsibilities:** + Lead in-depth analysis of variances for FR Y-15 ... and partner with multiple areas across Citi, including RWA Controllers, SEC Reporting, Treasury, Risk, Accounting Policy, Financial Planning and Analysis, Legal,… more
- MTA (New York, NY)
- …fleet and more subway and commuter rail cars than all other US transit systems combined. MTA strives to provide a safe and reliable commute, excellent customer ... communities. + Responsible for meeting US Securities and Exchange Commission ( SEC ) Rule 15c2-12 filing requirements through the Municipal Securities Rulemaking Board… more
- The Research Foundation for SUNY at the University at Albany (Albany, NY)
- …lawful permanent resident, or other "protective individual" as defined by 8 USC Sec . 1324b(a)(3)." Preferred Qualifications: + An advanced degree (eg PhD, JD, MA, ... technology professionals to develop process for ensuring the adequacy of IT systems ; + disclosure and conflict-of-interest management within a university or another… more