- Evolent (Albany, NY)
- …specialties and primary care, we seek to connect the pieces of fragmented health care system and ensure people get the same level of care and compassion we would ... related to the Utilization Management process, interpretation, guidelines and/or system support. . Participates in on-going training per inter-rater reliability… more
- Evolent (Albany, NY)
- …specialties and primary care, we seek to connect the pieces of fragmented health care system and ensure people get the same level of care and compassion we would ... new hires to educate and train on Utilization management system and Field Medical Director process, standards and resources....board **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required… more
- TD Bank (New York, NY)
- …culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. + Designs, develops, delivers and maintains best-in-class ... culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. + Strong knowledge of applicable securities laws, rules… more
- BMO Financial Group (New York, NY)
- …Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight. We are looking for someone to work ... and stakeholder needs. + Consult on new products, services and automated systems to assist with incorporating compliance requirements into these initiatives. +… more
- Marex (New York, NY)
- …platforms. + Review and execute daily controls across credit and rates vendor systems . + Process and track credit corporate bonds conversion requests. + Work closely ... related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the… more
- Capital One (New York, NY)
- …with working knowledge of regulatory requirements relevant to the bank's Broker Dealer ( SEC / FINRA) and Swap Dealer (CFTC / NFA) activities. + Thought leader ... Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field) + A Master's Degree… more
- TD Bank (New York, NY)
- …strong expertise in financial markets, data governance, trade surveillance systems , and regulatory requirements at a large investment bank/systemically important ... of trading data from multiple sources (eg, order management systems , execution platforms, and market data feeds). + Regulatory...regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- Custom Computer Specialists (Bronx, NY)
- …and network migrations campus-wide) + Log and update all calls into Ticketing Systems + Perform other job-related duties as assigned QUALIFICATIONS + A+, Net+, ... Sec + Certification + CCNA Certification (preferred) + 3-5 years'...consistent work ethic. + Strong knowledge of Windows operating systems : Windows 10 & 11 and MacOS MEASUREMENTS +… more
- TD Bank (New York, NY)
- …have deep expertise in financial markets, data governance, trade surveillance systems , and regulatory requirements at a large investment bank/systemically important ... of trading data from multiple sources (eg, order management systems , execution platforms, and market data feeds). + Regulatory...regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- Bank of America (New York, NY)
- …engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing. Since this position requires SAFE Act ... along with other requirements governed by the US Securities and Exchange Commission (" SEC ")** **Active Series 7 and 66 (or combination of BOTH Series 63 &… more