- City National Bank (Los Angeles, CA)
- …policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code ... of Conduct, etc). * Assists with on-going and ad-hoc portfolio management requirements of the hospitality portfolio, including annual borrower and guarantor reviews and risk rating monitoring WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's… more
- City National Bank (Los Angeles, CA)
- …policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code ... of Conduct, etc.). * Complete all required training and performs other duties as requested. WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** * Minimum 5 years of client service experience required * Minimum 5 years of banking operations experience… more
- US Bank (Los Angeles, CA)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more
- Umpqua Bank (San Diego, CA)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Umpqua corporate culture in all actions and words. + Takes personal initiative… more
- Enterprise Bank & Trust (Chula Vista, CA)
- …services offered at the bank + Knowledge of banking laws and regulations including the Bank Secrecy Act + Must be willing to travel at least 10% of the time to help ... cover other local branches + Must be bilingual in Spanish **Supervisory Responsibilities:** + None **Education and/or Experience:** + High school diploma or equivalent + Minimum one year banking experience required + Customer service experience required +… more
- MUFG (Los Angeles, CA)
- …of Conduct and all Patriot Act, CIP, Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other ... regulatory and compliance policies and procedures. Successfully completes all requisite corporate and business line compliance training. **Requirements:** + Candidates must be bi-lingual, fluent in written and spoken Japanese and English languages with the… more
- City National Bank (Santa Clarita, CA)
- …policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code ... of Conduct, etc.). *Must-Have** * Minimum 2 years of direct sales experience required. * Minimum 1 year experience in a banking environment required. * Minimum 2 years of basic computer experience (eg Microsoft Word, Excel, Outlook) required. * Must be in good… more
- Banc of California (Menlo Park, CA)
- …Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ... (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA) **HOW WE'LL SUPPORT YOU** + **Financial Security:** You will be eligible to participate in the company's 401k plan which… more
- Umpqua Bank (CA)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Umpqua corporate culture in all actions and words. + Takes personal initiative… more
- Umpqua Bank (Newport Beach, CA)
- …a working knowledge of Bank's written policies and procedures regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as ... applicable to this job description. + May be asked to coach, mentor, or train others and teach coursework as subject matter expert. + Actively learns, demonstrates, and fosters the Umpqua corporate culture in all actions and words. + Takes personal initiative… more