- US Bank (New York, NY)
- …FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as ... those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies. **Posting may be closed… more
- Heritage Financial Credit Union (Central Valley, NY)
- …Knowledge:This position requires that the employee gain a working knowledge of Bank Secrecy Act (BSA) requirements and how they will affect their work. The employee ... will comply with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. Experience:Experience using PC based software including Microsoft Office. Skills/Abilities:Project a professional appearance and positive… more
- New York State Civil Service (Albany, NY)
- …examination (eg, loan review, earnings, liquidity analysis, capital, Bank Secrecy Act/Anti-Money Laundering, systems and technology, loss mitigation etc.);* Prepares ... the risk assessment, risk matrix, staff utilization schedule, and the examination scope and procedures based upon the institution's risk profile, information in the previous examination report, workpapers, correspondence, internal departmental memoranda and… more
- Heritage Financial Credit Union (Newburgh, NY)
- …etc. This position requires that the employee gain a working knowledge of Bank Secrecy Act (BSA) requirements and how they will affect their work. The employee will ... comply with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. Experience:Experience using software including Microsoft Office 365 and lending systems, SQL, core banking platforms, and ALM/Budget software.… more
- Arrow Financial Corporation (Saratoga Springs, NY)
- …adhere to requirements pertaining to branch security, fraud prevention, and Bank Secrecy Act; identify counterfeit currency and monetary instruments. > Able to ... travel, using reliable transportation, to various branches to meet operational needs > Ability to work rotating Saturday schedule What you will need to thrive in this role: In addition to your work and life experiences, as well as your passion and excitement… more
- MUFG (New York, NY)
- …of Conduct and all Patriot Act, CIP, Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other ... regulatory and compliance policies and procedures. Successfully completes all requisite corporate and business line compliance training. **Requirements:** + Candidates must be bi-lingual, fluent in written and spoken Japanese and English languages with the… more
- M&T Bank (Mamaroneck, NY)
- …+ *Regularly review customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering) and KYC (Know + Your customer) requirements ... to protect Bank interests. Address issues of non-compliance by requesting additional information from the client and updating the remediation tool in the appropriate system. + *Understand and adhere to the Company's risk and regulatory standards, policies, and… more
- MUFG (New York, NY)
- …of Conduct and all Patriot Act, CIP, Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other ... regulatory and compliance policies and procedures. Successfully completes all requisite corporate and business line compliance training. **Requirements:** + Candidates must be bi-lingual, fluent in written and spoken Japanese and English languages with the… more
- City National Bank (New York, NY)
- …as well as all regulatory requirements (eg Code of Conduct, Privacy, Bank Secrecy Act/Know Your Client, etc.). * Successfully completes all required training and ... special projects as requested. WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** * Minimum 5 years of risk mgmt., consulting or operations experience * Minimum 3 years of experience with reporting and analytical tools such as Excel, Brio or MS * Minimum… more
- City National Bank (New York, NY)
- …policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code ... of Conduct, etc.). * Client Centricity & Relationship Management - to understand a client's realities and growth ambitions, empathize with their challenges, earn trust and steward the relationship through advice & solutions catered to their unique and evolving… more