- Thrivent Financial (Jupiter, FL)
- This position provides securities licensed administrative support to Watermark Financial Group. This position serves as a resource to Financial Advisors and ... Financial computer systems and programs in support of client relations, supporting securities related tasks, and other administrative tasks as assigned. The … more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- Citigroup (Tampa, FL)
- …teams performing related tasks. Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of ... securities from a lender to a borrower against collateral ( securities or cash), enabling beneficial owners to generate incremental income on their portfolio … more
- MetLife (Tampa, FL)
- …[1] #AllTogetherPossible. Join us! The Finance Manager, within the Global Securities Controls and Accounting department is a proactive, highly motivated, analytical, ... matter expertise in relevant investment areas such as fixed maturity and equity securities . * Understand the complex nuances of accounting and reporting for assigned… more
- Citigroup (Tampa, FL)
- Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of securities from a lender to ... a borrower against collateral ( securities or cash), enabling beneficial owners to generate incremental income on their portfolio securities . The services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities ... of the compliance department and AML department. * General understanding of securities markets and investment products including but not limited to mutual funds,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …escalate to the appropriate supervision officer to ensure adherence to securities industry regulations and limit firm liability. Packaged Products: The Traditional ... reviews to detect trends, and trading patterns to ensure adherence to securities industry regulations and limit firm liability. A Senior Associate for the… more
- Citigroup (Tampa, FL)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various...net asset value, reconciling cash and holdings, and pricing securities + Offer advanced solutions for assigned securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are ... framework within a complex environment. * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of ... the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies + Fundamental investment… more