- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts and practices. + Principles of banking and finance and securities industry operations. **Skill in:** + Analyzing financial information. + Performing ... mathematical calculations. + Operating standard office equipment and using required software applications, including word processing, spreadsheets and data bases. + Preparing, processing and maintaining transaction documentation, files, and records. +… more
- Truist (Orlando, FL)
- …corporate governance, complex lending transactions, mergers and acquisitions, securities , trusts, insurance, tax and labor/employment. Responsible for moderate ... complexity with minimal supervision and is emerging as an expert in one or more specific skill-sets or specialized legal practice areas. This position will sit in-office 5 days a week at one of the locations listed. No remote option available. No relocation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** + Financial analysis + Complex investment products and securities markets in general + MS Office applications + Bloomberg + eVestment ... or other hedge fund databases are a plus + FactSet/Code Red or similar research management systems are a plus **Skill in** + Excellent written and verbal communication skills + Presentation skills + Excel + PowerPoint **Ability to** + Handle multiple… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …support and technical documentation. + Principles of banking and finance and securities industry operations. + Business planning and analysis. + Project budget ... interfaces with other accounting systems. + MS Project or SmartSheets + Azure DevOps (TFS) or similar + EPM/ERP platforms (Oracle, PeopleSoft, OneStream or HFM) preferred. + Data Warehousing or Finance Data Store Implementations is preferred.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and principles. + Investment concepts, practices and procedures used in the securities industry and as required by New Accounts. **Preferred Skills & ... Qualifications** + Familiarity with AI tools, quality monitoring systems, and customer management platforms to support business processes. + Demonstrated experience in quality assurance, call monitoring, coaching, or dispute resolution within customer service… more
- Wells Fargo (Ponte Vedra Beach, FL)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Specific ... compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, attending conferences, and reading specialist media. **Knowledge of:** + Securities industry related to job responsibilities, department and division. + ... Products and concepts relating to financial services industry, including financial instruments, financial management, and cash and capital principles. + Diverse corporate action events and how they impact clients and the firm + Claims, 180 Liability Notices,… more
- Wells Fargo (Miami, FL)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Knowledge of investment concepts, practices and procedures used in the securities industry, and terminology of financial markets and products. **Experience and ... Education:** * High School diploma and (9) nine plus years' experience in providing secretarial and administrative support to executives at a vice president/department head level. ~or~ * An equivalent combination of education, training or experience. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …FR 2052a, and Basel III. + Product knowledge eg Loans & Leases, Securities , Deposits, Derivatives, SFT, etc. + SDLC methodologies (Agile, Waterfall, Hybrid). + Basic ... accounting principles and financial instruments. + Risk management, issue tracking, and change management processes. Skills in: + Requirements gathering, analysis, and documentation for regulatory reporting. + Experience with OFSAA is a plus or similar finance… more
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