- Truist (Orlando, FL)
- …corporate governance, complex lending transactions, mergers and acquisitions, securities , trusts, insurance, tax and labor/employment. Responsible for moderate ... complexity with minimal supervision and is emerging as an expert in one or more specific skill-sets or specialized legal practice areas. This position will sit in-office 5 days a week at one of the locations listed. No remote option available. No relocation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** + Financial analysis + Complex investment products and securities markets in general + MS Office applications + Bloomberg + eVestment ... or other hedge fund databases are a plus + FactSet/Code Red or similar research management systems are a plus **Skill in** + Excellent written and verbal communication skills + Presentation skills + Excel + PowerPoint **Ability to** + Handle multiple… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …support and technical documentation. + Principles of banking and finance and securities industry operations. + Business planning and analysis. + Project budget ... interfaces with other accounting systems. + MS Project or SmartSheets + Azure DevOps (TFS) or similar + EPM/ERP platforms (Oracle, PeopleSoft, OneStream or HFM) preferred. + Data Warehousing or Finance Data Store Implementations is preferred.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and principles. + Investment concepts, practices and procedures used in the securities industry and as required by New Accounts. **Preferred Skills & ... Qualifications** + Familiarity with AI tools, quality monitoring systems, and customer management platforms to support business processes. + Demonstrated experience in quality assurance, call monitoring, coaching, or dispute resolution within customer service… more
- Wells Fargo (Ponte Vedra Beach, FL)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Specific ... compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, attending conferences, and reading specialist media. **Knowledge of:** + Securities industry related to job responsibilities, department and division. + ... Products and concepts relating to financial services industry, including financial instruments, financial management, and cash and capital principles. + Diverse corporate action events and how they impact clients and the firm + Claims, 180 Liability Notices,… more
- Wells Fargo (Miami, FL)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Knowledge of investment concepts, practices and procedures used in the securities industry, and terminology of financial markets and products. **Experience and ... Education:** * High School diploma and (9) nine plus years' experience in providing secretarial and administrative support to executives at a vice president/department head level. ~or~ * An equivalent combination of education, training or experience. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …FR 2052a, and Basel III. + Product knowledge eg Loans & Leases, Securities , Deposits, Derivatives, SFT, etc. + SDLC methodologies (Agile, Waterfall, Hybrid). + Basic ... accounting principles and financial instruments. + Risk management, issue tracking, and change management processes. Skills in: + Requirements gathering, analysis, and documentation for regulatory reporting. + Experience with OFSAA is a plus or similar finance… more
- JPMorgan Chase (Coral Springs, FL)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... if required), and Life licenses are minimum requirements. All unlicensed applicants must obtain their licenses though JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and… more
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