- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Knowledge of investment concepts, practices and procedures used in the securities industry, and terminology of financial markets and products. **Experience and ... Education:** * High School diploma and (9) nine plus years' experience in providing secretarial and administrative support to executives at a vice president/department head level. ~or~ * An equivalent combination of education, training or experience. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …FR 2052a, and Basel III. + Product knowledge eg Loans & Leases, Securities , Deposits, Derivatives, SFT, etc. + SDLC methodologies (Agile, Waterfall, Hybrid). + Basic ... accounting principles and financial instruments. + Risk management, issue tracking, and change management processes. Skills in: + Requirements gathering, analysis, and documentation for regulatory reporting. + Experience with OFSAA is a plus or similar finance… more
- JPMorgan Chase (Coral Springs, FL)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... if required), and Life licenses are minimum requirements. All unlicensed applicants must obtain their licenses though JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and… more
- JPMorgan Chase (Tampa, FL)
- …fund transfers and reconciling purchase and sales options, futures, or securities , while leveraging your proficiency in automation, cybersecurity, and anti-fraud ... awareness to ensure security and efficiency. Your ability to manage stakeholders, influence decisions, and handle conflicts will drive mutually beneficial outcomes, and your strategic planning skills will guide our direction and resource allocation decisions.… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Executive Office for US Attorneys and the Office of the US… (Miami, FL)
- …that target individuals, corporations, and governmental entities. The Section consists of a securities and investment fraud unit, a cyber fraud unit, and a health ... care fraud unit. EC is consistently one of the leading fraud units in the country based on the complexity, size and number of cases it prosecutes, often working closely with its counterparts in DOJ's Fraud Section. Border & Immigration Crimes Enforcement was… more
- JPMorgan Chase (Boca Raton, FL)
- …AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of ... FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the… more
- JPMorgan Chase (Boca Raton, FL)
- …AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of ... FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the… more
- Bank of America (Rockledge, FL)
- …adapt to new information and technology platforms **Desired Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7, 63/65 or 66 + Industry ... knowledge and understanding of investment products + Enjoys a fast-paced environment with changing and evolving responsibilities + Detail oriented + Invested in personal development + Consistently pursues client experience excellence + Works quickly to fulfill… more
- Capital One (Tallahassee, FL)
- …experience in Capital Markets, Accounting, Front Office, Trade Operations in fixed income securities , or a combination + At least 1 year of experience with ... programming languages At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary… more