- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and data management and governance. + Principles of banking, finance and securities industry operations, and familiarity with accounting and finance related topics. ... + General familiarity with risk and control framework of Category IV financial institution. + Concepts of business analytics and familiarity with business intelligence tools such as Python, Tableau, Qlik, MS Power BI, MS Teams, SharePoint, etc. + Experience in… more
- TD Bank (Doral, FL)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to investigate the good character, business reputation, qualifications and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(aka TFS) + Investment concepts, practices and procedures used in the securities industry. **COMPETENCIES** + Analysis: Identify and understand issues, problems and ... opportunities; compare data from different sources to draw conclusions. Ability to think creatively to introduce new testing methods/tools to improve effectiveness and increase productivity. + Communication: Communicate clearly and concisely through a variety… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and data management and governance. + Principles of banking, finance and securities industry operations, and familiarity with accounting and finance related topics + ... General familiarity with risk and control framework of Category IV financial institution. + Concepts of business analytics and familiarity with business intelligence tools such as Python, Tableau, Qlik, MS Power BI, MS Teams, SharePoint, etc. + Experience in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …products. + Advanced principles of banking, trust and finance and securities broker/dealer operations. + Wealth Planning offerings and partnerships, including ... longevity, insurance, and investments relationships. + Detailed and in-depth understanding of Money Guide Pro Elite and Wealth Studios **Skill in** + Excellent problem solving skills to identify the needs of clients through effective questioning and listening.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Concepts, practices and procedures of securities trading. + Trade reconciliation and reconciling systems. + Knowledge of ... Commission rates (RPA/CMP) for equity trading and how to resolve issues. + High level of organization skills for follow-up with internal and external clients for problem resolution. + Trade Settlement Life-Cycle, working closely with Settlement Specialist.… more
- TD Bank (Lake Mary, FL)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Basic concepts, principles, and practices of financial planning, investing, and the securities industry. + Financial markets, products, and the impact of macro and ... microeconomics on investment strategies. + Data analysis and visualization tools, such as Python, R, SQL, Tableau, Qlik, or Power BI. + Principles of banking, finance, accounting, budgeting, cost control, and broker-dealer operations. **Skill in** +… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Operations & Technology… more