- Robert Half Legal (Jacksonville, FL)
- …risks. * Offer guidance on financial transactions, including loan agreements and securities compliance. * Manage external legal counsel to ensure efficient and ... cost-effective service delivery. * Stay updated on changes in corporate and commercial law to advise the organization proactively. Requirements * A minimum of 8-15 years of experience in commercial contracts, corporate law, and related legal functions. *… more
- Citigroup (Jacksonville, FL)
- …related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required). + Ensures customer claims and ... complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a rapport with clients; utilizes Salesforce regularly for communication of issues/tasks/opportunities. + Builds… more
- Citigroup (Tampa, FL)
- …relationship, entering into transactions or services with Citi, documenting trading in securities between two or more parties). This role requires a pragmatic, ... proactive professional with a thorough understanding of the business covered by the team and its products and services. This role also requires a thorough understanding of the contractual terms and legal implications of Citi's documentation. Excellent… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Truist (Orlando, FL)
- …ability to underwrite "specialty products" to include marine, recreation vehicles, securities , Regulation O, Regulation U, and airplanes. Includes knowledge related ... to lending to non-US citizens. 4. Utilize high level of credit knowledge to understand and justify situations that would warrant policy exceptions based on appropriate compensating factors. 5. Facilitate coaching and training to new advisors and lenders, and… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the OneSource Tax Software. + Principles of banking, finance and securities industry operations. **Skill in** + Efficient utilization of OneSource tax software ... suite, RIA Checkpoint, Oracle and Hyperion financial accounting and reporting software + Operating standard office equipment and using required software application to produce correspondence, reports, electronic communication, spreadsheets, and databases +… more
- Siemens Energy (Orlando, FL)
- …like SAP, OnePM, and eFMT, andmanage financial guarantees, bonds, and securities . + Support project management in risk assessment,non-conformance cost reduction, ... reporting structures, and integrating lessonslearned into projects and the organization. **What You Bring (requirements)** + Bachelor's degree or equivalent experience inFinance/ Business Administration/ Accounting is required. + 3-8 years of professional… more
- Citigroup (Tampa, FL)
- …industry. 10 years of experience must include: Assessment of information securities systems, identification of gaps, and implementation and documentation of remedies ... and mitigation actions; Vendors monitoring for regulatory compliance and issues management; Comprehensive understanding of Regulatory compliance and industry standards including GDPR, DORA, CCPA and other global regulations; Knowledge of Information Security… more