- TD Bank (New Smyrna Beach, FL)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to investigate the good character, business reputation, qualifications and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the Structured Investments industry.* Principles of banking, finance, and securities industry operations.* Financial markets, products, financial advisory function, ... and investment process.* Advanced investment concepts, practices, and procedures used in the industry.* MS Office Applications. **Skill in** * Cultivating and maintaining effective relationships at all levels of the organization.* Excellent verbal and written… more
- Charles Schwab (Orlando, FL)
- …international client experience and an equivalent level of knowledge of securities industry required + 3+ years' demonstrated experience introducing advisory ... products and services to international clients (SAN, SWA, MAS, etc ) required + The ability to successfully engage with clients across multiple jurisdictions and cultures + Strong organizational skills with an emphasis on productivity; including… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and responsibilities as assigned. **Knowledge, Skills, and Abilities** **Knowledge of** + Securities markets in general + MS Office applications + Bloomberg + ... eVestmentor other hedge fund databases are a plus + FactSet or similar research management systems are a plus + Cobalt/Pitchbook are a plus **Skill in** + Taking detailed notes + Excellent written and verbal communication skills + Exceland PowerPoint **Ability… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of** * Fundamental investment concepts, practices and procedures used in the securities industry. * Financial markets and products. * Quantitative financial analysis ... and data modeling. **Skill in** * Excellent analytical, critical thinking and problem-solving skills sufficient to recognize and detect errors and offer resolution. * Communicate effectively, both orally and in writing to all level of associates and clients. *… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …losses. + Fundamental investment concepts, practices and procedures used in the securities industry. **Skills:** + Supports business processes with guidance but not ... constant supervision by understanding and effectively using standard office equipment and standard software packages. + Uses clear and effective verbal communications skills under supervision to express ideas, request actions and formulate plans or policies. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …well as formal and informal training and coaching. **Knowledge of:** + Securities industry related to job responsibilities, department and division. + Products ... concepts relating to financial services industry, including financial instruments, financial management, and cash and capital principles. + General office practices and procedures. **Skills:** + Supports business processes with guidance but not constant… more
- Citigroup (Jacksonville, FL)
- …related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required). + Ensures customer claims and ... complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a rapport with clients; utilizes Salesforce regularly for communication of issues/tasks/opportunities. + Builds… more
- Coinbase (Tallahassee, FL)
- …models to evaluate new initiatives (eg, new custody features, tokenized securities , or derivatives products) and guide resource allocation. * Lead forecasting, ... budgeting, and variance analysis, turning insights into actions that directly influence executive decision-making. * Directly influence product strategy and insights that drive long-term growth * Partner cross-functionally with Product, Data Science, Business… more