- Citigroup (Tampa, FL)
- …**Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:** ... Tampa Florida United States **Primary Location Full Time Salary Range:** $62,620.00 - $87,380.00 In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of other wealth management firms). * Principles of banking and finance and securities industry operations. * Micro and Macro economics and their impact on investment ... strategies. * Financial markets, products, financial advisory function, and investment process. * MS Office applications. **Skill in:** * Identifying the needs of customers through effective questioning and listening techniques. * Cultivating and maintaining… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures of general office concepts and those that govern finance and/or securities industry and trust operations. + Operations and systems of assigned functional ... area. + Process flows within specific assigned functional area. + Regulations for specific assigned functional area. **Skill in:** + Operating standard office equipment and using required software applications to produce correspondence, reports, electronic… more
- Citigroup (Tampa, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients ... to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Banking. + Fundamental investment concepts,practicesand procedures used in the securities industry. + Concepts, practices and proceduresofTax and Accounting. + ... Financial markets and products. **Skill i** **n:** + Communicating effectively, both orally and in writing. + Analytical skillssufficientto assess and explain events in the market. + Problem solving and solution design skills. + Thinking independently and… more
- Edward Jones (Panama City, FL)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of fundamental investment concepts, practices and procedures used in the securities industry. + Wide range of lending strategies and products represented ... at Raymond James Bank and Cash Solutions. + Firm and business units. **Skill in** + Self-reviewing work with a strong attention to detail. + Coaching and managing new associates + Leading and moderating meetings with multiple stakeholders. + Strategically… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education, experience, specialized training and/or certification in the securities or banking industry to administer and manage an assigned AML ... & Financial Crimes function. Ensures monitoring and internal controls are in place to manage compliance risk in accordance with Raymond James policies, standards and guidelines. Provides oversight for change management initiatives. Leads major projects,… more
- Insight Global (Tampa, FL)
- …Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory organizations. This person ensures that all retail ... communication complies with states and federal laws, state insurance regulations, FINRA and SEC rules and regulations, and internal company standards. In this role, you will be managing financial advisor and regulator inquiries through multiple platforms such… more