- Raymond James Financial, Inc. (St. Petersburg, FL)
- …investment process. + Investment concepts, practices, and procedures used in the securities industry. + MS Office applications. + Morningstar Direct. + FactSet IRN ... (Internal Research Notes). + Bloomberg. **Skill in** + Excellent written and verbal communication skills. + Detail orientation sufficient to thoroughly complete assignments, and ensure quality standards are met without impairing workflow. + Presentation… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …process. + Advanced investment concepts, practices, and procedures used in the securities industry. + MS Office applications. + Morningstar Direct. + FactSet IRN ... (Internal Research Notes). **Skill in** + Excellent written and verbal communication skills. + Detail orientation sufficient to thoroughly complete assignments, and ensure quality standards are met without impairing workflow. + Presentation skills. + Microsoft… more
- Citigroup (Tampa, FL)
- …to address practical issues in finance, such as derivative valuation, securities trading, risk management, or financial market regulation. Maintain or modify ... financial analytic models in use. Translate operational requests from business into programming and data criteria, and conduct systems and operational research to model expected results. Develop, validate, and strategize methods for measuring and analyzing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. ... **Job Summary** Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Truist (Jacksonville, FL)
- …skills and abilities to supervise registered representatives. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, Series 66 or 65/63, and ... Series 24 registrations must be active and maintained, or must be obtained within 100-180 days of job entry date. Active FINRA licenses must be transferred within 60 days of job entry date. 4. Demonstrated superior understanding of business and organization,… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more