- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts and practices. + Principles of banking and finance and securities industry operations. **Skill in** + Analyzing financial information. + Performing ... mathematical calculations. + Operating standard office equipment and using required software applications, including word processing, spreadsheets and databases. + Preparing, processing and maintaining transaction documentation, files, and records. +… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of:** + Advanced investment concepts, practices, and procedures used in the securities industry. + Advanced transaction structure and process. + Advanced client ... relationship building and management. + Advanced concepts, principles, and practices of Investment Banking. + Financial markets and products. **Skill in:** + Communicating effectively with different types of professionals. + Exceptional presentation talent. +… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Truist (Jupiter, FL)
- …* FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance ... licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage a portfolio of high net and ultra-high net worth… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …future.** **Knowledge of** + Basic principles of banking and finance and securities industry operations. + Functional, operational and technical requirements of all ... systems used by assigned functional area(s). + Core Private Client Banking servicing platform, and complementary systems. + Information technology support and technical documentation. **Skill in** + Operating standard office equipment and using required… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of:** Financial advisor business models and practice structures. Securities industry regulations and compliance standards. Recruitment and talent ... acquisition strategies in financial services. Strategic planning and performance management. Business development and relationship management best practices. **Skill in:** Leading and developing high-performing teams. Communicating effectively with internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of:** * Fundamental concepts, principles and practices of the securities industry and asset management products. * Broker/dealer operations. **Skill ... in:** * Identifying the needs of customers through effective questioning and listening techniques. * Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment. * Preparing and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …database is required. * General principles of banking and finance and securities industry operations is preferred. * Federal Reserve entity reporting requirements ... for a bank holding company (FRY-10, FRY-6) is preferred. * SEC Section 16 filing including Form ID, Form 3, Form 4, and Form 5 is preferred. **Skill in:** * Legal research and analyzing facts and information, and resolving problems as they arise * Corporate… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more