- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an ... Redshift, SQL, Oracle, Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts,… more
- Raymond James Financial, Inc. (Jacksonville, FL)
- …by the financial advisor. * Oversees the process of outside account reporting, securities litigation submissions and renewing of insurance and state securities ... and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. **Skill in** *… more
- MyFlorida (West Palm Beach, FL)
- …relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or ... auditing financial data within the consumer finance, banking, insurance, or securities industry, supervision of consumer finance industry personnel or regulations of… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Communication between clients and internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that support the development and refinement of pricing models for Securities -Based Lending, Margin, Mortgage, and Structured Lending products. Working alongside ... members of the team in supporting the end-to-end pricing process for Securities -Based Lending, Margin, Mortgage, and Structured Lending products. Under the guidance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and 1035 exchanges. * Concepts, practices, and procedures of the securities and banking industry. * Fundamental investment concepts, practices, and procedures ... used in the securities industry. * Principles of banking and finance and securities industry operations. * Financial markets and products including annuities,… more
- Fifth Third Bank, NA (St. Petersburg, FL)
- …with more complex financial profiles. Accountable for sales of full range of securities products and achieve targeted securities fee income goals within assigned ... and external client relationships. + Highly developed knowledge of the securities business, investment products and financial solutions. + Highly developed sales… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Our goal is to simplify access to capital through products like mortgages, securities based lines of credit (SBL), tailored lending and cash solutions. PCB operates ... the Private Client Banking Intern will work closely with both the Securities Based Lending Consulting and Education & Engagement teams. This role focuses… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trends, trading patterns and possible rules violations and ensure adherence to securities industry regulations and limit firm liability. Conduct internal reviews to ... conflicts. + Monitors and keeps up to date with applicable securities /advisory regulations. + Interprets, applies and recommends changes to organizational policies… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to review and analyze potential rule violations and ensure adherence to securities industry regulations, thereby limiting firm liability. Conduct internal reviews to ... conflicts. + Monitors and keeps up to date with applicable securities /advisory regulations. + Interprets, applies and recommends changes to organizational policies… more