- MyFlorida (Tallahassee, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... degree from an ABA-accredited law school. + Experience in financial securities , financial services, or financial institutions. + Working experience with the… more
- Charles Schwab (Orlando, FL)
- …**Required Qualifications** + Active and valid series 7 & 63 (or 66) securities licenses required + Aptitude and willingness for learning Fixed Income products ... (Treasuries, CDs, Municipals, Corporates, Preferred Securities , Bond Funds, Bond ETFs, Professionally Managed Portfolios, and Bond Ladders etc.) + Demonstrated… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …audit * Complex investment concepts, practices and procedures used in the securities industry * Financial markets and complex products * Quantitative and qualitative ... the investment management business and performance measurement * Understanding of major securities acts and how they apply to alternative investment funds **Skill… more
- Charles Schwab (Orlando, FL)
- …you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to ... + Passion for service to clients + Motivation to learn about the securities industry, including the basic principles of equity, option, and mutual fund transactions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- Citigroup (Miami, FL)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE - Active Series 7, 66 (or 63 and 65)… more
- MUFG (Tampa, FL)
- …(eg, Financial Industry Regulatory Authority, or FINRA, in the US ., European Securities and markets Authority in Europe or the Financial Conduct Authority in the ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MyFlorida (West Palm Beach, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or… more
- Raymond James Financial, Inc. (Naples, FL)
- …- Financial Industry Regulatory Authority (FINRA) + s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA + ... Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) + CFP(R) designation (or progress toward) strongly preferred. **Work… more