- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Advanced knowledge of:** + Concepts, practices, and procedures of the securities industry, broker/dealer compliance and/or branch exams + Rules and regulations ... of the SEC, FINRA, and state securities regulatory agencies + Fundamental investment concepts, practices, and procedures used in the securities industry +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a financial services + Investment concepts, practices and procedures used in the securities industry. + Principles of finance and securities industry operations. ... markets and products. + Financial analysis of businesses and FA practices. + Securities rules and regulations in order to conduct proper due diligence analysis of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and responsibilities as assigned. **Knowledge, Skills, and Abilities** Knowledge of: * Securities trading, Rules and regulations of the Securities Exchange ... (SEC), and Financial Industry Regulatory Authority (FINRA) * Detailed knowledge of securities supervisory concepts, FINRA Rule 3110 and how it relates to Firm… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …develop tactical plans for FCM-related enterprise client and corporate securities review initiatives. Completes assignments with substantial latitude for autonomous ... and procedures, tailored to sanctions investigations of clients, transactions and securities reviews, while in alignment with our corporate policies and standards.… more
- Intercontinental Exchange (ICE) (Jacksonville, FL)
- …will be to generate daily evaluations for Agency Residential Mortgage Backed Securities (RMBS). The candidate will work in a team environment collecting market ... accordance with the policies and procedures utilized within the Mortgage Related Securities Group. **Knowledge and Experience** + 5+ years Agency CMO experience. +… more
- Bank of America (Clermont, FL)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...technology or applications. **Desired Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + Bachelor's degree and/or a… more
- Bank of America (Tallahassee, FL)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...technology or applications. **Desired Qualifications** + Currently holds FINRA Securities Industry Essentials (SIE) + Bachelor's degree and/or a… more
- Fifth Third Bank, NA (Naples, FL)
- …with more complex financial profiles. Accountable for sales of full range of securities products and achieve targeted securities fee income goals within assigned ... and external client relationships. + Highly developed knowledge of the securities business, investment products and financial solutions. + Highly developed sales… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …services environment. * Investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and securities ... all organizational levels, and with all levels of expertise in the securities industry, to accomplish objectives. * Effectively address concerns or challenging… more
Recent Jobs
-
Certified Nursing Assistant/ Health Unit Coordinator
- Marshfield Clinic (Minocqua, WI)