- Wells Fargo (Jacksonville, FL)
- …offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required + ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Citigroup (Tampa, FL)
- …field or years equivalent to work experience * 5 years' experience in Securities industry or Financial experience * Demonstrated ability to take ownership of ... and lead problem resolution * Desire to develop expertise in the securities industry and billing functions * Investigation and reconciliation ability * Excellent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …services environment. * Investment concepts, practices and procedures used in the securities industry. * Principles of finance and securities industry ... operations. * Financial markets and products. **Skill in:** . Sourcing and developing sales prospects using a proprietary CRM. . Cultivating business development strategies. . Making a high volume of outbound cold calls and turning them into recruiting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of responsibility. + Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. + Financial markets and products. **Skill in** + Implementing advanced risk theories and concepts. + Critical thinking, problem solving, and creativity. + Demonstrated ability and success in interacting with and influencing senior… more
- Truist (Orlando, FL)
- …Assist the Advisor in developing and maintaining a profitable level of securities and insurance sales by executing on opportunities identified through external ... experience. 2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trusteed IRAs. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. + Financial markets, products, financial advisory function, and investment process. + Directed Trust administration experience is desired. **Skill in** + IRA governance and personal and directed trust administration. + Strong interpersonal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. **Skill in** + ... + High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience,… more
- MyFlorida (Tallahassee, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... conducted by the OFR into alleged violations of the state banking, securities , and finance laws or related statutes and provides assistance and cooperation… more
- Citigroup (Miami, FL)
- …skills; Ability to work in both a team and individual creative setting. + US Only: Securities Industry Exam, S7 & S66; NOTE: Securities Industry Exam (SIE is a ... prerequisite to the S7) **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** Full time **Primary Location:** Miami Florida United… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …services. + Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking, finance, securities industry ... operations and products. **Skill in:** + Ability to lead cross functional teams with varying degrees of experience. + Demonstrated ability and success in interacting with and influencing senior leadership, including executive management. + Experience in… more