- Raymond James Financial, Inc. (St. Petersburg, FL)
- …information. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. **Skill in:** + Gathering, streamlining and communicating complex information in a digestible way. + Creating reports, presentations and talking points for senior leaders. + Providing support and guidance for compliance efforts. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for application development, modification, maintenance, and support for the IT securities back office. Individual will be actively working on BOM Corporate ... Actions modernization, UST netting regulatory and existing securities back-office portfolio. This individual will be involved in portions of the full systems life… more
- Thrivent Financial (Miami, FL)
- …before contracting. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- Truist (Tampa, FL)
- …sales and service. 3. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external networking ... licenses. 3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and self-motivated… more
- FirstBank PR (Miami, FL)
- …placed in the loan portfolio or for sale in the secondary market as FNMA securities , or government backed (FHA) or (GNMA) securities . The Loan Officer must ... source residential loans from external mortgage sources, such as realtors, CPA's, attorneys, or any other mortgage referral source, including bank clients. Must be able to cross sell additional bank products by referring to bank branch representatives. Ability… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... of Financial markets structure and products, including over-the-counter derivatives, securities financing transactions, exchange-traded derivatives and cash trading. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …settlements + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. + Financial markets, products, financial advisory function and investment process. **Skill in** + Personal trust and estate administration. + Strong interpersonal and leadership skills to provide a high level of customer service. +… more
- Truist (Orlando, FL)
- …with those of a retail broker/dealer and RIA supervising principal in the securities industry. The supervisory functions mainly focus on the review and acceptance of ... supervisory tasks delegated by Principal Managers including oversight of securities related activity of registered bank teammates **Required Qualifications:** The… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... federal and state courts. * Advanced principles of banking and finance and securities industry operations. * Advanced financial markets and products. **Skill in:** *… more
- Bank of America (Orlando, FL)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more