- Citigroup (Tampa, FL)
- …changes including instant, 24/7 payment processes as well as cash and securities digitization solutions. **Scope of Responsibilities** The Senior Lead Analyst will ... to all stakeholders, including regulators. An understanding of payments, securities settlement and clearing services activities is desired. Primary responsibilities… more
- JPMorgan Chase (Tampa, FL)
- …delivering exceptional client service. As a Client Service Manager - Associate in Securities Services, you will support and work on initiatives to help drive client ... satisfaction. As a Client Service Manager (CSM) in Securities Services, you will join the client service team and support a book of clients. You will work closely… more
- JPMorgan Chase (Jacksonville, FL)
- …were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life ... AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more
- JPMorgan Chase (Tampa, FL)
- …delivering exceptional client service. As a Client Service Manager - VP in Securities Services, you will have the opportunity to build strong relationships with our ... ensure their satisfaction with our services. As a Client Service Manager (CSM) in Securities Services, you will join the client service team and have an assigned… more
- JPMorgan Chase (Tampa, FL)
- …delivering exceptional client service. As a Client Service Manager - Analyst in Securities Services, you will help support our team to ensure client satisfaction ... the senior team with global initiatives. As a Client Service Manager (CSM) in Securities Services, you will join the client service team and help support senior team… more
- Bank of America (Miami, FL)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more
- Raymond James Financial, Inc. (Stuart, FL)
- …methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills, obtained through education and/or RIA and securities industry experience, training and/or certification, to assist with creating and ... and supporting functions. + Fundamental concepts, practices and procedures of securities industry and/or banking compliance reviews. + Inherent risks associated with… more
- MyFlorida (Tampa, FL)
- …relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or ... auditing financial data within the consumer finance, banking, insurance, or securities industry, supervision of consumer finance industry personnel or regulations of… more
- Bank of America (Sarasota, FL)
- …Advisors (FAs). As a WMCA - ADP your journey begins by obtaining your Securities Industry licenses, where you will receive dedicated study time for your ... Securities Industry Essentials [SIE], Series 7, and Series 66 Exams. Your SIE, Series 7 & 66 must be obtained within 120 days; (63 & 65 accepted, in lieu of 66, if… more