- Truist (Winter Park, FL)
- …Assist the Advisor in developing and maintaining a profitable level of securities and insurance sales by executing on opportunities identified through external ... experience. 2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and… more
- Raymond James Financial, Inc. (Naples, FL)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience,… more
- Citigroup (Tampa, FL)
- …practices in LATAM. + Knowledge of various investment instruments, including Equity securities , Fixed Income, and Asset-Backed securities . + Proficiency in MS ... Office Suite. + Proven ability to work effectively as a team player in a multicultural environment. + Bilingual Spanish / English **Education:** + Bachelor's/University degree or equivalent experience. **Job Family Group:** Operations - Transaction Services… more
- Bank of America (Pensacola, FL)
- …of the Advisor Development Program,** your journey begins by obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for ... your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …manage or assist with a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will maintain ... federal and state courts. * Advanced principles of banking and finance and securities industry operations. * Advanced financial markets and products. **Skill in:** *… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …audit + Intermediate investment concepts, practices and procedures used in the securities industry + Financial markets and products + Quantitative and qualitative ... the investment management business and performance measurement + Understanding of major securities acts and how they apply to alternative investment funds **Skill… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as assigned. **Knowledge of** + Principles of banking, finance, and securities industry operations. + Fundamental concepts, principles, and practices of the ... securities industry and asset management products. + Principles of finance and broker/dealer operations. + Financial markets and products. + Portfolio construction,… more
- Thrivent Financial (Daytona Beach, FL)
- …before contracting. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Knowledge of** + Principles of banking and finance and securities industry operations. + Micro and Macroeconomics and their impact on investment ... and OneNote) **Skill in** + Principles of banking and finance and securities industry operations. + Micro and Macroeconomics and their impact on investment… more
- JPMorgan Chase (Boca Raton, FL)
- …were registered after October 1, 2018, you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and ... AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more