- Truist (Orlando, FL)
- …Financial Insights, the Leadership Institute and partner closely with Truist Securities (Leverage/Syndicated Finance, M&A and FRM), Corporate Finance team, and ... and other complex capital markets opportunities and leverage the Truist Securities (Investment Banking) and other internal partners for solutions. 8. Provides… more
- Raymond James Financial, Inc. (Naples, FL)
- …- Financial Industry Regulatory Authority (FINRA) + s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA + ... Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) + CFP(R) designation (or progress toward) strongly preferred. **Work… more
- JPMorgan Chase (Tampa, FL)
- …options, margin, QIB) + Perform oversight of incoming correspondence, checks, and securities . Review trends and patterns of escalated email violations. + Provide ... qualifications, capabilities and skills** + 7+ years of experience with supervision of securities / investment industry + Licenses required to perform all job duties… more
- Raymond James Financial, Inc. (Clearwater, FL)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets and products. Qualifications: + Bachelor's degree ... or related discipline, MBA preferred. + 2 or more years' experience in the securities industry or related work experience preferred. + Sie/Series 7 and Series 66… more
- Citigroup (Tampa, FL)
- …optimization, Digital First, and regulatory mandates. **Job Background/context:** Securities Services Operations comprises of multiple operations groups supporting ... our Custody (Global and Direct), Fund Accounting, Transfer Agency, Securities Lending and Issuer Services businesses. The individual will have a strong operational… more
- Citigroup (Tampa, FL)
- …practices in LATAM. + Knowledge of various investment instruments, including Equity securities , Fixed Income, and Asset-Backed securities . + Proficiency in MS ... Office Suite. + Proven ability to work effectively as a team player in a multicultural environment. **Education:** + Bachelor's/University degree or equivalent experience. **Job Family Group:** Operations - Transaction Services **Job Family:** Asset Servicing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management. + Investment concepts, practices and procedures used in the securities industry. + Functional, operational and technical requirements of all systems ... + System analysis and business process modeling. + Principles of securities industry operations. + Business planning and analysis. **Preferred:** + Project… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citigroup (Jacksonville, FL)
- …customer relationships by maximizing sales and service opportunities. + Make securities recommendations and provide investment advice to clients through a select ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE - Active Series 7, 66 (or 63 and 65)… more
- Thrivent Financial (Fort Lauderdale, FL)
- …financial advisors are assigned to this position, this position will require securities registrations, state insurance licenses and appointments in all states where ... health and variable lines of authority or attained within 90 days. + State securities registered and insurance licensed and appointed in all states that comprise the… more