• Director, Alternative Investments Operational Due…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …audit * Complex investment concepts, practices and procedures used in the securities industry * Financial markets and complex products * Quantitative and qualitative ... the investment management business and performance measurement * Understanding of major securities acts and how they apply to alternative investment funds **Skill… more
    Raymond James Financial, Inc. (11/20/25)
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  • Financial Crimes Audit, Vice President

    MUFG (Tampa, FL)
    …(eg, Financial Industry Regulatory Authority, or FINRA, in the US ., European Securities and markets Authority in Europe or the Financial Conduct Authority in the ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
    MUFG (11/15/25)
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  • Portfolio Manager Associate

    City National Bank (Lake Mary, FL)
    …the Book and for specific clients * Trade execution; buy and sell securities to implement asset allocations for client portfolios, based on client's investment ... 4 years of experience in Investment Management * FINRA Series 7 and 66 securities or ability to obtain *Additional Qualifications* * Masters Degree preferred * Think… more
    City National Bank (11/09/25)
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  • Senior Advisor, Compliance Executive Reporting…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …information. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. **Skill in:** + Gathering, streamlining and communicating complex information in a digestible way. + Creating reports, presentations and talking points for senior leaders. + Providing support and guidance for compliance efforts. +… more
    Raymond James Financial, Inc. (11/06/25)
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  • Lead Engineer, HP Nonstop Development

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …for application development, modification, maintenance, and support for the IT securities back office. Individual will be actively working on BOM Corporate ... Actions modernization, UST netting regulatory and existing securities back-office portfolio. This individual will be involved in portions of the full systems life… more
    Raymond James Financial, Inc. (11/05/25)
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  • Vice President, Operations, Mutual Funds

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Own the end-to-end mutual fund operations function, including governance of securities master and trading restrictions; trade execution and settlement; corporate ... to act in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. + Performance management. Skills:… more
    Raymond James Financial, Inc. (10/25/25)
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  • Financial Advisor

    Edward Jones (Pensacola, FL)
    …degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience + ... Financial services registration, licensing, or certification + Professional and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered,… more
    Edward Jones (01/15/26)
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  • VP, Financial Consultant

    Charles Schwab (Fort Lauderdale, FL)
    …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... for serving clients - this role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 (63/65) license and Life & Health Insurance as it will berequired during… more
    Charles Schwab (01/15/26)
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  • Markets Support Analyst

    Bank of America (Jacksonville, FL)
    …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... multiple lines of business through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and providing operational support to internal partners. Job expectations… more
    Bank of America (01/15/26)
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  • Assistant Traffic Engineer

    City of Boca Raton (Boca Raton, FL)
    …Retirement, these typically include mutual funds, stocks, bonds, and other securities . Defined Benefit Pension Plan Executive Defined Benefit Pension plan requires ... a mandatory eleven (11%) percent pre-tax employee contribution. The multiplier for this benefit group is 2.35% provided at normal retirement. Members are eligible for normal retirement the earlier of reaching age 65 with at least 6 years of vesting service or… more
    City of Boca Raton (01/15/26)
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