- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (Lake Worth, FL)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... 66 if required) and Life licenses are required - or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign equivalent + Adherence to policies, procedures, and… more
- MyFlorida (Tampa, FL)
- …Standards Board (ASB), the Accounting and Review Services Committee (ARSC), the Securities and Exchange Commission (SEC), the American Institute of Certified Public ... Accountants (AICPA). 25% Provide complex analysis ( including link analysis) and interpretation of: 1) Bank and credit card statements, 2) IRS tax returns, both corporate and individual, 3) Target assets subject to seizure, 4) Financial records, including… more
- Edward Jones (Pensacola, FL)
- …degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience + ... Financial services registration, licensing, or certification + Professional and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered,… more
- Charles Schwab (Fort Lauderdale, FL)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... for serving clients - this role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 (63/65) license and Life & Health Insurance as it will berequired during… more
- Bank of America (Jacksonville, FL)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... multiple lines of business through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and providing operational support to internal partners. Job expectations… more
- City of Boca Raton (Boca Raton, FL)
- …Retirement, these typically include mutual funds, stocks, bonds, and other securities . Defined Benefit Pension Plan Executive Defined Benefit Pension plan requires ... a mandatory eleven (11%) percent pre-tax employee contribution. The multiplier for this benefit group is 2.35% provided at normal retirement. Members are eligible for normal retirement the earlier of reaching age 65 with at least 6 years of vesting service or… more
- Wells Fargo (Miami, FL)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) examination will also be required to be attempted within a specified period of time: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI,… more
- Arena Investors LP (Jacksonville, FL)
- …debt, derivatives, structured financial products, contingent considerations and hybrid securities for financial reporting and transactions. + Review third-party ... business valuations for closely-held companies, publicly-traded companies, and private equity for financial reporting purposes (ASC 946, ASC 820, ASC 815, ASC 718 / IRC 409A, swaps, etc.), and strategic planning purposes + Strong understanding of DCF,… more
- NextEra Energy (Juno Beach, FL)
- …tax equity partnerships and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and commenting on tax ... aspects of financial models for various transactions NextEra participates in. **Professional Experience** + Strong transactional tax background with experience working on mergers and acquisitions, joint ventures, financings, and reorganizations. + Significant… more