• Senior Wealth Advisor SAFE Act - Boca & Coral…

    Citigroup (Boca Raton, FL)
    …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE - Active Series 7, 66 (or 63 and 65)… more
    Citigroup (07/22/25)
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  • Bilingual Customer Service Sr Analyst

    Citigroup (Miami, FL)
    …investments/mutual funds subscriptions, redemptions, structured notes, capital markets or securities purchases and sales. + Follow-up on the resolution of ... + Respond to client requests to draw upon or pay loans. + Provide securities information, quotes and valuations to client and execute all trade requests. + Keep… more
    Citigroup (07/18/25)
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  • Senior Counsel, Litigation

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... federal and state courts. * Advanced principles of banking and finance and securities industry operations. * Advanced financial markets and products. **Skill in:** *… more
    Raymond James Financial, Inc. (07/15/25)
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  • Trust Officer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …personal trusts * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and securities ... industry operations. * Financial markets, products, financial advisory function and investment process. **Skill in** : * Personal trust administration. * Strong interpersonal and leadership skills to provide a high level of customer service. * Cultivating and… more
    Raymond James Financial, Inc. (07/15/25)
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  • Financial Advisor

    Thrivent Financial (Destin, FL)
    …before contracting. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
    Thrivent Financial (07/10/25)
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  • Assistant Vice President, ICM CCR Data Analyst

    Citigroup (Tampa, FL)
    …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... of Financial markets structure and products, including over-the-counter derivatives, securities financing transactions, exchange-traded derivatives and cash trading. +… more
    Citigroup (07/10/25)
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  • Supervisor, Deposit Operations - RJ Bank

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …assigned functional area. . Investment concepts, practices and procedures used in the securities industry. . Principles of banking and finance and securities ... industry operations. . Financial markets and products. **Skill in** . Preparing operational budgets. . Interpreting and applying policies and procedures. . Establishing operational objectives. . Implementing processes and procedures for efficient and timely… more
    Raymond James Financial, Inc. (07/08/25)
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  • Director, Alternative Investments Operational Due…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …audit * Complex investment concepts, practices and procedures used in the securities industry * Financial markets and complex products * Quantitative and qualitative ... the investment management business and performance measurement * Understanding of major securities acts and how they apply to alternative investment funds **Skill… more
    Raymond James Financial, Inc. (06/14/25)
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  • Wealth Advisor III - Palm Beach / Boca Raton

    Truist (Fort Lauderdale, FL)
    …* FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance ... licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage a portfolio of high net and ultra-high net worth… more
    Truist (09/01/25)
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  • Transactional Research Solution Consultant

    RELX INC (Boca Raton, FL)
    …MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex ... research assignments + Ability to speak/teach in front of groups (of varying sizes) in a live or video setting + Excellent verbal skills relevant to all levels of professionals; with emphasis on the ability to identify needs and connect those to solutions +… more
    RELX INC (08/31/25)
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