- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Wells Fargo (Manahawkin, NJ)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) examination will also be required to be attempted within a specified period of time: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI,… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Terumo Medical Corporation (Somerset, NJ)
- …and privacy concerns comply with relevant laws and regulations, including securities law, antitrust law, and industry-specific regulations. + Stay current on ... and analyze changes in privacy laws and regulations and communicate their impact on the organization. + Collaborate with cross-functional teams, including Finance, Tax, Operations, R&D, HR, IT, Compliance, and Business Development to address legal issues,… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- BlackRock (Princeton, NJ)
- …+ Review legal documents to establish terms and conditions associated with new securities purchased. + Prepare materials to be provided to the Valuation Committee ... and present findings to Pricing Committees and other management as necessary. + Provide high quality client service externally and internally. Address inquiries, perform controls, problem solve, and mitigate risks. + Initiate and help drive platform and… more
- NTT America, Inc. (Jersey City, NJ)
- …FinTech Testing, Working with Payments (Swift - MT, MX messages formats), Securities messages. **\#LI-NorthAmerica** **\#PAS2** **About NTT DATA** NTT DATA is a $30 ... billion trusted global innovator of business and technology services. We serve 75% of the Fortune Global 100 and are committed to helping clients innovate, optimize and transform for long term success. As a Global Top Employer, we have diverse experts in more… more
- BlackRock (Princeton, NJ)
- …+ Review legal documents to establishterms and conditions associated with new securities purchased. + Prepare materials to be provided to the Valuation Committee ... and present findings to Pricing Committees and other management as necessary. + Provide high quality client service externally and internally. Address inquiries, perform controls, problem solve, and mitigate risks. + Initiate and help drive platform and… more