- Burns & McDonnell (Morristown, NJ)
- …systems and processes. * Verify subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. * Support ... and conduct project safety, quality, progress, and financial audits and assessments as required. * Facilitate the materials receiving and management process including inventory control, receiving of goods, storage, and transportation. * Collaborate with… more
- JPMorgan Chase (Englishtown, NJ)
- …AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of ... FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the… more
- Burns & McDonnell (Morristown, NJ)
- …the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. + ... Support and conduct project safety, quality, progress and financial audits and assessments as required. + Facilitate the materials receiving and management process including inventory control, receiving of goods, storage, and transportation. + Collaborate with… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (Pennington, NJ)
- …and investment assets, to include equity, fixed income, and alternative investment securities . + Process Efficiency + Oral Communication + Written Communication + ... Critical Thinking + Data Analysis + Research + Problem Solving + Multitasking + Collaborating + Presentation Skills + Risk Management + Microsoft Excel + Microsoft Outlook **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America… more
- Bank of America (Red Bank, NJ)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + Obtain and/or maintain at least one ... firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through collaboration and influence without direct authority + Detail oriented with strong organizational skills, and ability to manage multiple tasks and… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (Jersey City, NJ)
- …of the Investment Advisers Act of 1940 and relevant aspects of the Securities Act. + Ability to advise on regulatory landscape and developments. + Excellent ... analytical, drafting, problem-solving, and organizational skills. + Ability to work collaboratively with cross-functional teams. + Strong interpersonal and verbal/written communication skills. + Curiosity and willingness to learn new areas of the law.… more
- TD Bank (Mount Laurel, NJ)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to _investigate_ the good character, business reputation, qualifications and… more
- TD Bank (Mount Laurel, NJ)
- …risks and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses + Excellent written, verbal ... and analytical skills + Highly motivated, strong attention to detail, team oriented, organized + Strong interpersonal and presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging; ability to… more