- JPMorgan Chase (Jersey City, NJ)
- …+ Experience reviewing trading activity for Compliance and familiarity with securities laws and regulations + Knowledge of financial products including Futures ... & Options, FX, Commodities, Equities, and Derivatives + Familiarity with trade lifecycles and order workflow + Understanding of modern Lakehouse architecture (Databricks, Glue) for optimizing data pipelines and architectures + Advanced experience in data… more
- TD Bank (Forked River, NJ)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to investigate the good character, business reputation, qualifications and… more
- Citizens (Iselin, NJ)
- …C&I, and relationship-based facilities + Specialty Lending: tailored UHNW financing, securities -backed lending + Understand data flows across PB, Wealth, and ... Commercial and how these intersect for unified relationship views. + Define critical product and transactional data attributes to support reporting, analytics, and cross-business insights. Analytics & Insights Enablement + Partner with business and analytics… more
- Coinbase (Trenton, NJ)
- …a fast paced environment. * Advanced knowledge of the financial services industry and securities trading. * Flexible and adaptable to meet the evolving needs of a ... high-growth and fast paced organization. * Fantastic communication and relationship management skills, passion for assisting customers to use Coinbase products successfully, and an eagerness to create a community of high value Coinbase power users. *Nice to… more
- Bloomberg (Montgomery, NJ)
- …responsible for creating and maintaining the classifications that organize companies and securities into peer groups based on similar business activities and risks. ... These classifications form the foundation for peer group analysis, benchmarking, and market trend evaluation. When clients compare investment opportunities, evaluate sector exposures, or analyze historical performance, classification data provides the… more
- US Tech Solutions (Newark, NJ)
- …Mandatory events, Fixed Income, Class Actions, Bankruptcy, Proxy and physical securities processing + Provide exceptional client service to our outsourcing clients ... + Perform various reorg events ensuring payments are made timely and accurately, as well as mitigate risk and exposure to the firm + Monitor deadlines and critical cut-offs to ensure instructions are processed accordingly + Demonstrate the ability to identify… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (Moorestown, NJ)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... if required), and Life licenses are minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and… more
- JPMorgan Chase (Jersey City, NJ)
- …the Regulatory Strategy Lead within the Commercial and Investment Bank & Securities Regulatory Engagement Management team, you will be responsible for leading ... regulatory exams and ongoing supervisory engagements. You will collaborate with senior leaders across the Broker Dealer, Futures Commission Merchant, Swap Dealer and Security Based Swap Dealer businesses, control management, and corporate functions to provide… more
- Bloomberg (Montgomery, NJ)
- …accurate financials, consistent identifiers, and clear linkages across companies, securities , and markets. The **Alternative Data & Sustainable Finance Solutions** ... team builds on this foundation by sourcing high-value alternative datasets that generate insights and predictive analytics on individual company performance. They also develop derived analytics that assess a company's performance on key environmental, social,… more