- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- MetLife (Whippany, NJ)
- …middle/back office operations, investment products (eg, fixed income securities ), SEC/FINRA regulations Equal Employment Opportunity/Disability/Veterans If you need ... an accommodation due to a disability, please email us at ###@metlife.com. This information will be held in confidence and used only to determine an appropriate accommodation for the application process. MetLife maintains a drug-free workplace. more
- Bank of America (Jersey City, NJ)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... Financial Officer (CFO) Group, we also bring together a holistic point of view across all seven risk types for the Company's CFO. The team helps Bank of America grow responsibly through developing our teammates, promoting opportunity and an inclusive culture,… more
- Lincoln Financial (Trenton, NJ)
- …and a Member of the Bar in good standing is required Experience + Experience with Securities Act of 1933 and Investment Company Act of 1940 + Minimum of 10+ years' ... experience as an attorney preferably either at a law firm or financial services company + Experience with the tax treatment of life and annuities - In-depth knowledge of the legislative and regulatory process, rules, and protocols governing those processes -… more
- Guardian Life (Trenton, NJ)
- …drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Educate producers, ... so they can effectively convey advanced planning recommendations to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior presentations skills in all areas of… more
- Wolters Kluwer (Princeton, NJ)
- …In Financial Services, we support banks, non-bank lenders, credit unions, insurers, and securities firms of all sizes with a wide array of loan compliance and ... regulatory compliance solutions, including lien solutions. **Why Join Us?** + Influence the future of AI-powered products at scale in a company with deep domain expertise. + Work with top-tier AI talent and a modern AI platform. + Play a pivotal role in… more
- Dow Jones (Princeton, NJ)
- …of Foreign Assets Control in the US, national law enforcement bodies or securities regulators. You will report to the Manager, Sanctions & Other Official Lists. ... You will be based in Princeton. You Will: + Create and update profiles of individuals and entities mentioned in Sanctions & Other Official Lists (Special Lists) and quality check their information by continually monitoring and analysing relevant publicly… more
- Citigroup (Jersey City, NJ)
- …experience in business analysis or systems analysis + Solid understanding of securities trading lifecycle, pricing, P&L and Regulatory reporting + Proficiency in SQL ... for data querying, analysis, and reporting. Experience with programming languages (eg, Python) is highly desirable + Demonstrated expertise in presenting and using planning tools + Proven diplomatic and analytical skills + Proven ability to manage complex and… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Cardinal Health (Trenton, NJ)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Legal Management provides strategic oversight, leadership and direction within the Legal function. **_Job Summary_** The Assistant General… more