- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- KeyBank (Amherst, NY)
- …analyzing data specific to wealth management, trust, private banking, and related securities and banking transactions) and a passion for continuous learning and ... laws, operations, industry trends, emerging issues, and related products (eg banking, securities , trust, etc.) and ability to understand its applicability to data… more
- Insight Global (New York, NY)
- …a strong risk and controls mindset, and an understanding of the securities regulatory landscape. They are looking for analytical self-starters that can immediately ... Manage and execute audits focused on the firms compliance with the securities regulatory requirements and a strong control environment Drive walkthroughs with… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Guardian Life (New York, NY)
- Park Avenue Securities was founded in 1999 as a complement to Guardian's traditional portfolio of individual life and annuity insurance products. Park Avenue ... Securities is Guardian's broker-dealer and corporate Registered Investment Advisor...several responsibilities, working with the rest of Park Avenue Securities , Advisors, General Agents and Sponsor Partners + Able… more
- Robert Half Accountemps (Buffalo, NY)
- …responsible for recording and reconciling transactions relating to investment securities , purchased loans, fixed assets, leases, company borrowings and bank ... external stakeholders. Essential Functions: + Record and reconcile investment securities balances to reports provided by third-party custodian, including internal… more
- JPMorgan Chase (Pittsford, NY)
- …procedures, effectively communicating changes to the team. + Develop expertise in securities rules and regulations through research and training. + Collaborate with ... Administration, or related field. + Five years of experience in the securities and investment industry, demonstrating a strong understanding of industry practices. +… more
- Citigroup (Getzville, NY)
- …relevant experience + Subject matter expert in at least one area of Securities and Derivatives processing + Advanced knowledge of hedge funds activities including ... of corporate actions, reconciling cash and holdings, and pricing of securities + Consistently demonstrates clear and concise written and verbal communication… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more