- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- …& Company. Our clients have access to Wells Fargo Advisors, referrals from securities -registered bankers in the Consumer Bank and the Wells Fargo Private Bank, our ... Expectations** + For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required +… more
- Wells Fargo (New York, NY)
- …accepted. + For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required + ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- JPMorgan Chase (New York, NY)
- …and Investment Banking team within the Commercial and Investment Banking & Securities Regulatory Engagement, you will collaborate with senior leaders across the ... regulators. Coverage areas include, but are not limited to: Markets, Payments, Securities Services, and Global Banking. Working directly with regulators and internal… more
- ManpowerGroup (New York, NY)
- …experienced Senior Litigation Paralegal/Case Manager to work with our Securities Litigation Department. Will assist with conducting research, proofreading, ... iTimeKeep **Qualifications:** + Bachelor's degree, 5+years of litigation paralegal experience ( securities litigation) is a plus. + Experience with e-filing or… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- …transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- City National Bank (New York, NY)
- …Bank * Responsible for revenue production goals related to advisory services and securities products. * Assist in developing new relationships with PBB Bank through ... Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and state insurance license required. * CFP designation highly preferred.… more