- KeyBank (New York, NY)
- …investment decision-making. + Formulate and issue opinions and recommendations on securities and companies within assigned industry groups. + Prepare reports, ... strategies. + Respond to inquiries from internal stakeholders regarding specific securities or industry sectors. + Contribute to firm publications and prepare… more
- TD Bank (New York, NY)
- …support capacity (ie track record of high client satisfaction and retention) required + Securities Licensed: Series 7, 63 + 65 or 66 + Understanding of HNW client ... a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- Citigroup (Getzville, NY)
- …trading desks, Stock Lending, Repo, and SWAPS for Equity and Fixed Income securities . This position will primarily focus on processing activities for the NAM ... Voluntary Corporate Action events for US, Canadian, and Latin American securities + Process ad-hoc instructions for conversions, SPAC Splits, warrants, exchanges,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7, 66 (or 63 and 65) licenses… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (New York, NY)
- …business management partners to the trading desk leads across Rates, Credit, Securities Financing, Structured Solutions and Equities. * Assist with strategic and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bank of America (Lynbrook, NY)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …As an Analyst in the Corporate Banking and ESG Technology team at TD Securities you will have the opportunity to work at the intersection of technology, finance, ... to advanced knowledge of the business and/or organization **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more