- MUFG (New York, NY)
- …week. Wage: $109,491 to $148,000 US dollars per year Employer: MUFG Securities Americas, Inc. Location: New York, NY 10020 **_Reference internal requisition# ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities ' (TDS) Governance & Control (G&C) team partners with the TDS ... a fast-paced environment, managing multiple deadlines and priorities **Who We Are** TD Securities offers a wide range of capital markets products and services to… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Director - Quality Engineering** **Business Overview** **TD Securities ("TDS") Technology supports a wide range of capital market ... to enhance the divisions value to the organization. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- City National Bank (New York, NY)
- …plus years of experience in U/HNW segment * FINRA Series 7, 63, and 24 securities licenses required. * SAFE Act Registration Must be in good standing under "The ... development and relationship management skills * FINRA Series 7, 63, and 24 securities licenses required. * May possess CFP and JD/LLM., State Insurance licenses,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (New York, NY)
- …ability to work autonomously and creatively + Strong understanding of custody/ securities services, ideally from operations, product management, or client service + ... capabilities, and skills** + Experience in product management within custody or securities services + Demonstrated ability to create actionable strategies and drive… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more