- Wells Fargo (New York, NY)
- …or other long-term incentive awards. **REQUIRED QUALIFICATIONS:** + 6+ months of Securities Sales Trading experience, or equivalent demonstrated through one or a ... transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of… more
- Fannie Mae (New York, NY)
- …this role, you will lead underwriting and reviewing the issuance of securities to customers, and ensure compliance with internal and external regulations, policies, ... lending decisions * Recommend changes to process related to issuance of the securities or other financial loans to the customer *THE EXPERIENCE YOU BRING TO… more
- JPMorgan Chase (Brooklyn, NY)
- …& Investment Bank is a global leader across banking, markets, securities services, and payments. Corporations, governments, and institutions throughout the world ... within our CIB D&PS F&BM team, you will directly support the Securities Services Operations (SSOps) organization. This high-impact role involves assisting with major… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $250,000 USD TD is committed to providing fair ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Mizuho Corporate Bank (New York, NY)
- …products, and functions including banking and underwriting businesses, securities markets, legal, compliance, risk management, operations, treasury, among ... and changes from relevant regulators, including US, federal prudential and securities regulators.*Experience in developing or maintaining a repository library for… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... ability to organize and prioritize workload and drive results **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more