- Citigroup (Getzville, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Citigroup (Getzville, NY)
- …trading desks, Stock Lending, Repo, and SWAPS for Equity and Fixed Income securities . This position will primarily focus on processing activities for the NAM ... Mandatory Corporate Actions team. **Key Responsibilities:** + Supervise the reconciliation of daily events arising from Corporate Actions, ensure all processes have been followed and confirm completion of workplans each day. + Supervise a team of analysts to… more
- City National Bank (New York, NY)
- …team, and responsibilities will span across all Wealth businesses - City National Securities , Trust, CNB Wealth Management and City National Rochdale. *WHAT WILL YOU ... DO?* * Strategic Planning and Execution: Develops and implements comprehensive product and program strategies that align with the overall business objectives and client needs. * Product Development and Innovation: Plays a key role in the development and launch… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Charles Schwab (Garden City, NY)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... for serving clients - this role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during… more
- JPMorgan Chase (New York, NY)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... 66 if required) and Life licenses are required - or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign equivalent + Adherence to policies, procedures, and… more
- Citigroup (Getzville, NY)
- …**Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:** ... Getzville New York United States **Primary Location Full Time Salary Range:** $55,440.00 - $77,360.00 In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers… more
- Wells Fargo (New York, NY)
- …resolve issues and achieve goals **Required Qualifications:** + 2+ years of Securities Research experience, or equivalent demonstrated through one or a combination ... of the following: work experience, training, military experience, education **Desired Qualifications:** + A BS/BA or higher + Direct experience within the industry or equity research industry specific sector - REIT + Experience with data and predictive… more
- US Bank (New York, NY)
- …(GAAP). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting system. Enters and reconciles all investor ... contributions and withdrawals in the partnership accounting system. Allocates fund level profits to individual investors for preparation and distribution of investor statements. Reviews and coordinates fund expense analysis and expense processing. Prepares… more
- Raymond James Financial, Inc. (New York, NY)
- …Banking. + Fundamental investment concepts, practices and procedures used in the securities industry. + Concepts, practices and procedures of Tax and Accounting. + ... Financial markets and products. + Leading business concepts learned in graduate degree setting. **Skill in:** + Communicating effectively, both orally and in writing. + Analytical skills sufficient to assess and explain events in the market. + Problem solving… more