- Cardinal Health (Albany, NY)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Legal Management provides strategic oversight, leadership and direction within the Legal function. **_Job Summary_** Cardinal Health is seeking… more
- Citigroup (New York, NY)
- …the opportunity to actively participate in the research, trading and marketing of securities to our institutional client base. In addition, as a Summer Analyst, you ... will be given the opportunity to rotate across products and functions within Markets, to gain a well-rounded experience over your 10 weeks. **We provide you with the knowledge and skills you need to succeed.** All Summer Analysts participate in a week-long… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …execution to settlement in one of the following areas: o Equity Derivatives o Securities Lending o Fixed Income * Able to interact with multiple teams & functions: ... Traders, developers, Operations, up to senior management. * Must have strong verbal and written communication skills and proficiency for detailed documentation. * Identify and assist in resolution of risks and issues that will adversely affect planned project… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (New York, NY)
- …Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of SEC rules (eg, Securities Act of 1933, Exchange Act of 1934) and specific DR-related ... regulations (eg, Form F-6, Form 20-F filings). + **International Regulations:** Familiarity with relevant regulations in key global markets (eg, European, Asian) impacting cross-border listings and trading. + **Compliance & Risk Management:** Knowledge of… more
- HSBC (New York, NY)
- …to succeed in this role: + Extensive experience in capital markets, securities services, structured finance, transaction banking and asset management + Ability to ... identify and execute successful opportunities + Strong understanding of risk management and risk mitigation + Strong verbal and written communication, presentation skills + Ability to form effective relationships, exercising influence at the most senior level… more
- Citigroup (Getzville, NY)
- …**Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:** ... Getzville New York United States **Primary Location Full Time Salary Range:** $55,440.00 - $77,360.00 In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers… more
- Wells Fargo (New York, NY)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. **Pay Range** Reflected is the base… more
- Bank of America (New York, NY)
- …reference the job title of the role and requisition number. **EMPLOYER:** BofA Securities , Inc. **Shift:** 1st shift (United States of America) **Hours Per Week:** ... 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national… more