- TD Bank (New York, NY)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
- BlackRock (New York, NY)
- …issues affecting the BlackRock product platform, including Investment Company Act of 1940, Securities and Exchange Act of 1934, LIBOR/SOFR, etc. + Take initiative to ... identify and analyze problems, generate alternative solutions, and make decisions with little direction/supervision. **Requirements** + A JD with superior academic credentials from a nationally-recognized law school and four to seven years' experience as a… more
- Deloitte (New York, NY)
- …Background in derivatives finance, including detailed knowledge of derivatives theory and securities pricing and financial instrument types and structures is a plus ... + Experience with Asset Liability Management (ALM) or Counterparty Valuation Adjustment (CVA) is a plus + Experience with wholesale/retail credit models (ie PD/LGD/ALLL), interest rate risk, counterparty credit risk, and/or operational risk models is a plus +… more
- CIBC (New York, NY)
- …products, including but not limited to Fixed Income, Margin Lending, Securities Lending, Options, Futures, and Derivatives. Familiarity with Treasury operations and ... financial instruments is essential. + **Analytical Skills:** Ability to analyze complex financial data and assess the implications on accounting and reporting, ensuring accuracy and integrity in financial statements. + **Multi-Perspective Analysis:** Capacity… more
- JPMorgan Chase (New York, NY)
- …+ Sales management and business development skills + FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within 180 days of hire ... **Preferred Qualifications, Capabilities and Skills** + Bachelor's degree and formal credit training preferred + Excellent verbal, written and listening communication skills + Strong creative solution and problem solving abilities JPMorganChase, one of the… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (New York, NY)
- …provide investment advice and recommendations to clients that includes full securities execution support and brokerage account servicing. The Financial Advisor (FA) ... is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling activities to determine a client investor profile, financial resources objectives, time horizon and preferences. Providing advice and guidance to… more
- Ankura (New York, NY)
- …commercial lending, mortgage lending, consumer collections agencies and securities /brokerage [broker dealer, registered investment advisor, exempt registered ... advisor] and cannabis is the ideal candidate; + Knowledge of license acquisition and maintenance for some of the above license types is required; + Working knowledge of NMLS system is required; + Willing to build and maintain strong working relationships with… more
- Ankura (New York, NY)
- …commercial lending, mortgage lending, consumer collections agencies and securities /brokerage [broker dealer, registered investment advisor, exempt registered ... advisor] and cannabis is the ideal candidate; + Knowledge of license acquisition and maintenance for some of the above license types is required; + Working knowledge of NMLS system is required; + Willing to build and maintain strong working relationships with… more
- JPMorgan Chase (Brooklyn, NY)
- …capabilities, and skills** + Preferred experience in derivatives pricing, securities , secured funding, market/counterparty risk, or valuations + Technical skills ... including Python or Alteryx JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under… more
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