- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (New York, NY)
- …and foreign exchange risk. Products utilized include long-term debt, fixed income securities , interest rate swaps, cross currency swaps and credit related products. ... As a Controller - Associate within the Treasury/Chief Investment Office, you will partner with front office, regional finance teams and accounting policy team to provide technical accounting support on large and/or unusual transactions in the Treasury/Chief… more
- BlackRock (New York, NY)
- …within USWA (~10% org growth rate). Our personalized portfolios utilize individual securities , BlackRock Mutual Funds, and iShares ETFs to customize, diversify, and ... tailor investment solutions to high net worth/ultra-high net worth and institutional clients. We are seeking a highly experienced leader with deep expertise in the Separately Managed Accounts to lead the organization towards the next generation of BlackRock's… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... needs. The candidate should have a deep understanding of trading systems and the trading business. They should be able to specify and partner with technology and operations teams to remove operational inefficiencies and increase straight through processing.… more
- Aflac (NY)
- …the Investment function. Will develop working knowledge of US and Japan Securities and Derivatives Regulations as they pertain to Insurance Industry Investment ... activity. + Communicate regularly with Traders, Portfolio Management, Operations, and Risk, as well as other functional areas of the firm. + Work to limit regulatory and reputation risk of Aflac and help to reinforce Aflac Global Investment's culture of… more
- BMO Financial Group (New York, NY)
- …leveraged finance transactions. + Familiarity or prior experience with the federal securities laws. + Knowledge of business and regulatory environment in which BMO ... Financial Group operates. + Advanced knowledge of commercial lending. + Advanced knowledge of subject matter legal requirements and the operations of a single client group. + Negotiation skills - in depth. + Verbal & written communication skills - In-depth /… more
- Scotiabank (New York, NY)
- …and capture of Rates, Repo, Corporates, Lat-Am, DCM New Issue Syndicate, CLO & ABS securities . + Assist the FI Middle Office team to submit Treasury bids to the ... Federal reserve TAAPS system per instructions from Trading Desk and communicate results. + Distribute fail reports and ensure the front office sales and trading teams are aware of all fail positions, follow up on aged items to promote settlement. + Coordinate… more
- Ankura (New York, NY)
- …Company Accounting Oversight Board Standards ("PCAOB Standards"), as well as Securities and Exchange Commission ("SEC") independence matters. In addition, Ankura ... Directors and Senior Directors provide expertise on matters including an assessment of an audit firm's system of quality control, internal control reviews, pre-inspection reviews, regulatory remediation assistance, and investigations. Responsibilities: As a… more
- JPMorgan Chase (New York, NY)
- …assess model behavior and suitability of pricing models/engines for Mortgage-Backed Securities and other securitization products + Guide on model usage and ... act as first point of contact for the business on all new models and changes to existing models + Develop and implement alternative model benchmarks and compare the outcome of various models; Design model performance metrics + Liaises with model developers,… more
- JPMorgan Chase (Brooklyn, NY)
- …These submissions provide detailed data on pre-provision net revenue (PPNR), loans, securities , trading and counterparty risk, as well as losses related to ... operational-risk events and business plan changes, assisting external regulators in assessing the Firm's capital adequacy. **Job responsibilities:** + Aggregate, collect and submit FR Y-14 schedule submissions from various groups within the Firm + Review FR… more
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