- JPMorgan Chase (Brooklyn, NY)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... or 66 if required), and Life licenses are required. All unlicensed applicants must obtain their licenses within 180 days of hire + Operate within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including… more
- Wells Fargo (Plainview, NY)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of… more
- CS Energy (Buffalo, NY)
- …MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships ... with solar developers, IPPs, utilities, off-takers, suppliers, and landowners to help our customers streamline the project development process, lower project costs, and create value for all stakeholders as a trusted long-term partner. CS Energy has achieved… more
- City of New York (New York, NY)
- …and Maintenance, Construction, Land Use and Environmental, Financial (including insurance, securities , and Federal funding), and Corporate Law. In addition, this ... Division is involved in transactions entered into between the Agency and other City agencies. Under close supervision of a Supervising or Senior Attorney, with some latitude for independent judgment and un-reviewed action and decision. The Office of the… more
- Citigroup (New York, NY)
- …to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the ... same. + Adhere to all policies and procedures as defined by your role which will be communicated to you. + Obtain and maintain all registrations/licenses which are required for your role, within the appropriate timeframe. + Appropriately assess risk when… more
- Citigroup (New York, NY)
- …loans, corporate bonds, CLOs, CFOs, rated note feeders and other asset backed securities + Knowledge of private debt funds, SPV/SPE and lending structures, as well ... as a strong understanding of alternative assets including direct lending, private equity and other structured instruments + Candidate should have a good foundation in financial statement analysis in a corporate debt context + Experience working on a sell-side… more
- Wells Fargo (New York, NY)
- …transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of ... hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted + This position may require you to meet FINRA registration requirements, which states that Associated Persons (AP) cannot be subject to statutory… more
- Wells Fargo (New York, NY)
- …business processes. **Required Qualifications, US:** + 5+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or ... a combination of the following: work experience, training, military experience, education **Desired Qualifications:** + 5+ years in quantitative finance, particularly in rates derivatives modeling and implementation. Familiarity with pricing models, risk… more
- Wells Fargo (New York, NY)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. **Pay Range** Reflected is the base… more
- JPMorgan Chase (New York, NY)
- …macroeconomic drivers to formulate investment recommendations for sectors and individual securities + Leverage quantitative and programming skills to aggregate and ... analyze large data sets (eg loan-level, collateral performance) to identify trends and test investment hypotheses + Develop and maintain models to enhance investment analysis and forecast performance for consumer or real-estate related assets + Formulate… more