- City of New York (New York, NY)
- …and Maintenance, Construction, Land Use and Environmental, Financial (including insurance, securities , and Federal funding), and Corporate Law. In addition, this ... Division is involved in transactions entered into between the Agency and other City agencies. The Office of the General Counsel /Office of Legal Affairs is requesting to recruit for two Agency Attorney Interne in the Commercial Law Division who will: Under… more
- Edward Jones (New York, NY)
- …degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience + ... Financial services registration, licensing, or certification + Professional and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered,… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... multiple lines of business through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and providing operational support to internal partners. Job expectations… more
- TD Bank (New York, NY)
- …legislation, regulations, and industry standards, as it applies to Banking, Securities , Insurance, Prudential, Finance, HR, etc.** + **Experience with coordination ... of processes involving multiple groups and stakeholders, ensuring that activities are completed timely and efficiently** + **Experience analyzing large data sets and leveraging business intelligence tools to drive analysis and insights** + **Experience with… more
- TEKsystems (New York, NY)
- …(KYC) + Suspicious Activity Reporting (SAR) + Credit Risk + Wealth Management / Securities + Operational Risk Management (ORM) + Finance / Treasury + SOX / ICFR ... + Quality Control / Quality Assurance Key Responsibilities + Plan and execute internal audits across banking and financial operations, with emphasis on AML compliance and regulatory adherence. + Evaluate internal controls and risk management processes in… more
- Raymond James Financial, Inc. (New York, NY)
- …Banking. * Fundamental investment concepts, practices and procedures used in the securities industry. * Financial markets and products. **Skill in** * Communicating ... effectively, both orally and in writing. * Analytical skills sufficient to assess and explain events in the market. * Problem solving. * Operating standard office equipment's and using required software applications, including Microsoft Office and established… more
- CS Energy (Albany, NY)
- …MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships ... with solar developers, IPPs, utilities, off-takers, suppliers, and landowners to help our customers streamline the project development process, lower project costs, and create value for all stakeholders as a trusted long-term partner. CS Energy has achieved… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (New York, NY)
- …observations + Perform other duties and responsibilities as assigned + Securities licensing preferred **Knowledge, Skills, and Abilities** **Advanced Knowledge of:** ... + Records Management processes and functions, including record retention methods and technologies + Laws and regulations governing financial services firms, with an emphasis on record retention requirements and industry best practices + Concepts and… more
- KeyBank (Amherst, NY)
- …management products and services (eg - trust, private banking, securities /investment management) as well trust/fiduciary related compliance, operations, and risk ... management strategies with respect to applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR 9) required to lead a team in the design and execution of testing. + Effective communication skills (verbal and written) to deliver results to a… more