- JPMorgan Chase (New York, NY)
- …Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related ... issues. + Serve on both the Public Finance underwriting commitments committee and engagements committee. + Review and negotiate certain agreements related to bond underwritings, tenders, exchanges, private placements and direct purchases, such as bond purchase… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …guidelines. * Advanced investment concepts, practices and procedures used in the securities industry. * Client relations management tools. * Financial services news ... and data resource tools. * Investment management analytical tools. * Financial planning software tools **Ability to** * Operate standard office equipment and using required software applications to produce correspondence, reports, electronic communications,… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients ... to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology… more
- Insight Global (New York, NY)
- …Bachelors Degree Leadership experience Voluntary Corporate Actions processing them Securities or financial services industry exp Management experience led a ... team DTC software exp SWIFT more
- JPMorgan Chase (New York, NY)
- …Bank (CIB) is a global leader in banking, payments, markets, and securities services, trusted by the world's most significant corporations, governments, and ... institutions. The Controls Organization, in collaboration with the business, oversees the CIB's risk and control environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank,… more
- JPMorgan Chase (New York, NY)
- …a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions ... entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world. Clients turn to our industry-leading Markets, Sales and Research team to offer clients unique… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory change management + Product knowledge of Loans, Derivatives, Securities , and Repurchase Agreements + Strong business, analytical, quantitative, ... problem-solving and decision-making skills + Proven experience of team leadership, career development of others and developing individuals in the program and change management space + Exceptional stakeholder management skills including experience at performing… more
- Janus Henderson Investors (New York, NY)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- AIG (New York, NY)
- …of strategic transactions at AIG, including M&A, capital markets and insurance-linked securities (ILS) matters. + Advising multiple business units on ceded and ... assumed facultative reinsurance transactions. + Analyzing the contractual aspects of internal reinsurance arrangements within AIG. + Working with AIG's Multinational business, operational and legal teams to structure and implement the reinsurance aspects of… more
- MTA (New York, NY)
- …Process special payment requests as required, such as: Lien checks, substitution of securities in lieu of cash retainage, lien assignments, and contract closeouts. + ... Supports the external and internal audit process. + Provide audit evidence and information regarding MTA procedures and documentation for the sample selection of auditors. + Other duties as assigned. Required Qualifications: Required… more