- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Wellington (New York, NY)
- …and many others. Our investment dialogue promotes collaborative discussions on securities across a range of diverse perspectives; the freedom to disagree ... and to make independent decisions on behalf of our clients is paramount to our culture. Within our Alternatives platform, we are seeking a Hedge Fund Analyst ("Analyst") to join our Wellington Global Growth Equity Long/Short fund. This is our flagship… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and, in our clients', best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Janus Henderson Investors (New York, NY)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Citigroup (New York, NY)
- …Private Bank banking and product systems, platforms, tools and capabilities. + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) **Education:** + ... Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Private Banker **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:**… more
- New York Power Authority (Lewiston, NY)
- …with moderate complexity. + Implement and execute NERC CIP and cyber securities policies, procedures, and technical solutions. + Select and apply codes, standards, ... and procedures to work tasks appropriately. + Independently coordinate cross disciplinary activities for the successful development and execution of projects + Perform inspections and evaluations to ensure engineering requirements and Authority specifications… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- TD Bank (New York, NY)
- …and emerging financial regulations (eg, BCBS239, FRTB, Dodd-Frank). **Who We Are** TD Securities offers a wide range of capital markets products and services to ... corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our… more
- Scotiabank (New York, NY)
- …an in-depth knowledge of risk methodology with respect to a vast range of securities and loans; pulling data from multiple sources into risk calculation engines and ... producing detailed risk reports with many forms of risk sensitivities; utilizing tools including Excel VBA, Python, and Tableau to perform data collection and risk analysis; utilizing Excel, PowerPoint, and other applications to present data; communicating… more