- Citigroup (Getzville, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- New York State Civil Service (Albany, NY)
- …and prosecute complex financial schemes and white-collar crimes, including securities and investment fraud, internet-based fraud schemes, insurance and public ... benefits fraud, and tax crimes. The LSA will be involved in CEFC's cases at all stages and will be an integral member of the investigative team. LSAs serve a critical role in the bureau and perform both investigative and legal support functions. Specifically,… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Axis (New York, NY)
- …experience; Experience with D&O or other Financial Lines claims, securities class actions, shareholder derivative suits, government investigations, bankruptcy ... issues, M&A litigation, and/or insurance coverage a plus + Appropriate adjuster licenses, or ability to obtain them shortly after starting + A passion for mentoring and training claims professionals, and the ability to recruit claims and legal talent and… more
- Harbor Group Management (New York, NY)
- …variance analysis for the whole loan, mezzanine loan, preferred equity, and debt securities portfolio as well as general loan servicing support. + Oversee all ... aspects of the assigned debt and alternative investments portfolio. + Provide ad hoc asset level and portfolio level financial analysis, cash flow forecasting, and market research. + Prepare and circulate monthly asset management reports for each investment. +… more
- Moss Adams LLP (New York, NY)
- …Valuation group is recognized as a leader in the valuation of businesses, securities , and intangible assets for a wide range of tax, transaction and compliance ... purposes. Individuals who thrive at Moss Adams exhibit the following success skills - Collaboration, Critical Thinking, Emotional Intelligence, Executive Presence, Growth Mindset, Intellectual Curiosity, and Results Focus. **Responsibilities:** + Grows and… more
- Citizens (New York, NY)
- …of their responsibilities, the associate will be expected to study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87 ... exams. Responsibilities: + Create and maintain financial models + Perform financial analysis and due diligence + Write company specific and thematic investment-driven research reports + Conduct research from the primary literature, proprietary databases,… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Getzville, NY)
- …firm to: design, execute, and monitor efficacy of controls to ensure customer securities are segregated in our international network of custody locations on a timely ... basis; monitor that the firm's trade/system flows are operating within the confines of this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key metrics associated with reports to identify challenges and issues.… more
- JPMorgan Chase (New York, NY)
- …+ Adhere to internal and external policies and procedures regarding securities transactions and code of conduct **Required Qualifications, Capabilities, and Skills** ... + Bachelor's degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date + Capital markets or institutional brokerage experience + Ability to… more