- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (New York, NY)
- …and Risk on behalf of the client to structure sound loans including securities based loans, Commercial real estate loans, Recreational real estate loans, Hedge Fund ... loans, Fine Art loans, Yacht loans, Unsecured loans, and other miscellaneous loans; o Conducting financial analysis including ratio analysis, DSC analysis, and collateral evaluations to determine viability of loan opportunities; and, o Assessing existing… more
- Foresters Financial Services (Westbury, NY)
- …Specialists (https://www.cetera.com/firms/cetera-financial-specialists) , First Allied Securities and Summit Brokerage Services ... (https://www.cetera.com/firms/summit-brokerage-services-inc) . Please Note : Cetera does not accept unsolicited Agency resumes. Any unsolicited resumes received from Agencies will be considered property of Cetera unless specifically requested by Human… more
- Bank of America (New York, NY)
- …management principles, including exposure to Global Markets products, both derivatives and securities ; a deep understanding and knowledge of market risk measures and ... fair valuation; and a strong comprehension of financial modelling fundamentals. + Understands internal audit's role and objectives and how risk-based auditing is used to assess business process control environment effectiveness. + Has strong presentation… more
- Mizuho Corporate Bank (New York, NY)
- …of -Bank regulations, Commodity Futures Trading Commission (CFTC) regulations and Securities Exchange Commission (SEC) rules a plus. Strong organizational and ... delivery skills Excellent written, verbal and analytical skills with the ability to express ideas in a persuasive, confident, organized, concise, clear and articulate manner Must be a self-starter, flexible, innovative, adaptive and highly motivated with a… more
- Raymond James Financial, Inc. (New York, NY)
- …sanctions) + Familiarity with financial products and services across banking, securities , and payment industries + Strong knowledge of screening technologies, vendor ... solutions, and data governance Skills: + Strategic thinker with strong analytical and investigative acumen + Excellent written and verbal communication skills + Strong leadership, change management, and stakeholder engagement capabilities + Skilled in… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a… more
- Insight Global (New York, NY)
- …Bachelors Degree Leadership experience Voluntary Corporate Actions processing them Securities or financial services industry exp Management experience led a ... team DTC software exp SWIFT null We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal employment opportunity/affirmative action employer that believes… more
- Wells Fargo (New York, NY)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. Wells Fargo will only consider… more
- Mizuho Corporate Bank (New York, NY)
- …to the Industrials industry is a huge plus + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Ideally will have experience ... in the general industrials sector + Aptitude to synthesize large amounts of information and develop innovative ideas and/or product solutions + Ability to manage multiple projects simultaneously + Ability to work under pressure and adhere to tight deadlines +… more