- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Securities Sales Specialist to join our Private Client Hedging and Monetization group. The Private Client ... manner. Though the group sits on the Wells Fargo Securities side of the firm, candidates should expect regular...Participate in or provide support for complex initiatives within Securities Sales to meet the clients objectives + Review… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $80,000 - $103,000 USD TD is committed to providing fair ... **Job Description:** **Position Title:** Finance Analyst (L9) **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York/Canada) **Report… more
- Citigroup (New York, NY)
- …Derivatives, and ensure clearance, settlement and investigation of these securities and derivatives transactions. **Responsibilities:** + Resolve complex process ... problems which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various SES Business tasks/functions,… more
- Marex (New York, NY)
- …with the company's regulatory requirements under the SEC, FINRA, Various Securities Exchanges, and other applicable regulatory organizations. + Adhere to the ... environment. Skills and Experience + Fifteen (15+) plus years of securities advisory experience. Knowledge of broker-dealer activities and requirements. + Strong… more
- City National Bank (New York, NY)
- …IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for ... clients of City National Securities . Assist CNS brokerage clients and Retirement Services Clients with transactions and administrative support. WHAT WILL YOU DO? *… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $70,000 - $80,000 USD TD is committed to providing fair ... the trading, investment, and corporate banking functions of TD Securities . Within our core values, we foster a culture...maintain compliance in all the regions in which TD Securities operates. The Tax Ops team is responsible for… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... and other client instructions are complete.** **Depth & Scope:** **Ensures all securities are settled accurately, on a timely basis, and are properly allocated… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more