- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (New York, NY)
- …as well as with capital markets products, derivatives, credit, and securities products + Proven experience working on high-paced environments, including management ... of simultaneous assignments + Proficiency in Spanish and/or Portuguese preferred + Series 7, 79, and 63 required within 90 days of start date **Education:** + Bachelor's degree/University degree or equivalent experience + MBA or master's degree in business or… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Guardian Life (New York, NY)
- …daily. **You have** + 3 or more years of extensive industry experience + Securities license preferred (Series 7 or 6) + Knowledge of retail client onboarding/new ... account process, and advisory products + Possess a high degree of self-confidence, work independently and have rapid decision-making ability. Must demonstrate strong and analytical and organizational skills. + Demonstrate ownership and follow through when… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Mizuho Corporate Bank (New York, NY)
- …Master Reference Data sets. This will include a focus on Product, Securities , Business Hierarchies and Legal Entity not to mention other centrally controlled ... lists. Key understanding of business processes across client onboarding, operations, finance and data management is essential. The position requires a thorough understanding of enterprise data capabilities combined with hands on experience in implementing… more
- Aflac (New York, NY)
- …documents such as feel letters, indentures and credit agreements to ensure that securities are accurately set up. . Monitor the physical custody workflow to confirm ... that managers are following agreed upon documentation delivery and custody requirements, and resolve any questions or issues. . Support documentation management for private asset operations across the platform. . Maintain close communication with custodians… more
- JPMorgan Chase (New York, NY)
- …a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions ... entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world. Clients turn to our industry-leading Markets, Sales and Research team to offer clients unique… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more